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Response Form - Alignment of MiFIR with the changes introduced by EMIR Refit

04 October 2019
Reference ESMA70-156-1759 Section MiFID- Secondary Markets Post Trading Type Reference Main ...

Final report on integrating sustainability risks and factors in the MIFID II

03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

Presentation on CPs MIFID-UCITS-AIFMD

22 March 2019
Reference esma35-36-1590 Section Fund Management MiFID- Investor Protection MiFID- Secondary ... Markets Type Reference Main document esma35-36-1590_presentations_cps_on_mifid-ucits-aifmd.pdf Style ESMA ...

EU derivatives markets ─ a first-time overview

19 October 2017
Reference ESMA50-165-421 Section MiFID- Secondary Markets Post Trading Risk Analysis & ...

Draft RTS on indirect clearing arrangements under EMIR and MiFIR

26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary ...

Review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts

05 April 2016
the legislative mandates related to the draft RTS (Annex I), the ESMA cost-benefit-analysis (Annex II) and ...

Errata PRIIPs Consultation Paper

05 January 2016
The ESAs have identified errors in two formulas on page 37 (paragraphs 27 and 28 of Annex II ...

ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes

30 July 2015
constitutes a “professional investor”; ii) varying interpretations of what activities constitute “marketing” ...

Opinion on draft RTS on the Clearing Obligation

29 January 2015
derivative contracts referred to in Article 4(1)(b)(ii) of EMIR. Background and Procedure On 1 October 2014, ...