REFINE YOUR SEARCH
Type of document
Your filters Reset all filters
EBA and ESMA provide guidance to assess the suitability of management body members and key function holders
26 September 2017
holders. Reference ESMA71-99-599 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have published their joint Guidelines to assess the suitability of members of management bodies and key function holders.
ESAs - main risks to EU financial market stability have intensified
05 May 2015
Directive (MiFID II) and Regulation (MiFIR), the work on the implementation of the Capital Requirements ... the Deposit-Guarantee Schemes Directive (DGS) and the Solvency II Directive, as well as the European Commission’s plan ... securities sectors, such as the Comprehensive Assessment, the insurance sector stress test and Solvency II ...
The Joint Committee of the European Supervisory Authorities (ESAs) published its fifth Report on Risks and Vulnerabilities in the EU Financial System. Overall, the report found that in the past six months, risks affecting the EU financial system have not changed in substance, but have further...
Consultation paper on draft RTS on prospectus related issues under the Omnibus II Directive
26 September 2014
2014-1186_consultation_paper_on_omnibus_ii_rts.pdf Style ESMA document ...
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:• respond to the question stated;• indicate the specific question to which they relate;• contain a clear rationale; and• describe any alternatives...
EBA, ESMA and EIOPA consult on technical standards for financial conglomerates risk concentration and intra-group transactions
24 July 2014
to coordinate the provisions laid down in Articles 7 and 8 and Annex II. Reference 2014/61 Section Joint ...
The Joint Committee of the three European Supervisory Authorities (ESAs - EBA, ESMA and EIOPA) launched today a consultation on draft Regulatory Technical Standards (RTS) on risk concentration and intra-group transactions within financial conglomerates. The technical standards aim at enhancing...