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MiFID II supervisory briefing on the use of third-country branches by EU firms

ESMA35-43-1493
11 February 2019
esma35-43-1493_mifid_ii_supervisory_briefing_on_the_use_of_third-country_branches_by_eu_firms.pdf Style ESMA document ... Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

Notice of ESMA's Product Intervention Decisions on CFDs and binary options

ESMA35-43-1135
01 June 2018
Reference ESMA35-43-1135 Section MiFID- Investor Protection Warnings and publications for ...

Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union

ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

Enhanced protection for retail investors: MiFID II and MiFIR

2014/726
30 June 2014
updated and strengthened in some important areas and will be known as MiFID II. MiFID is central ... Type Reference Main document 2014-726_enhanced_protection_for_retail_investors_-_mifid_ii ... or invest in financial products. The Markets in Financial Instruments Directive (MiFID) is being ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...

Guide to investing

2012/682
19 October 2012
Reference 2012/682 Section MiFID- Investor Protection Warnings and publications for investors Type ...

Protocol on the Operation of CESR MiFID Database

09-172d
30 December 2010
Reference 09-172d Section CESR Archive Type Reference Main document 09_172d.pdf Style ESMA document ...

Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee

10-591
06 May 2010
Reference 10-591 Section CESR Archive Type Q&A Main document 10_591.pdf Style ESMA document ...

Commission's response to CESR's letter regarding the MiFID review

10-349
21 April 2010
Reference 10-349 Section CESR Archive Type Reference Main document 10_349.pdf Style ESMA document ...

Commission's response to CESR's letter regarding the MiFID review

10-349
21 April 2010
Reference 10-349 Section CESR Archive Type Reference Main document 1-10_349.pdf Style ESMA document ...

Question and Answers - Understanding the definition of advice under MiFID

10-293
19 April 2010
Reference 10-293 Section CESR Archive Type Q&A Main document 10_293.pdf Style ESMA document ...

Commission request for additional information from CESR in relation to the review of MiFID

MARKT G3/SH/cr Ares (2009)
13 April 2010
Reference MARKT G3/SH/cr Ares (2009) Section CESR Archive Type Reference Main document g3_sh_cr_ares_2009.pdf Style ESMA document ...

Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements

09-559
03 November 2009
Reference 09-559 Section CESR Archive Type Q&A Main document 09_559.pdf Style ESMA document ...

A Consumer's guide to MiFID - Investing in Financial products - Icelandic translation

08-003 Icelandic
01 September 2008
Reference 08-003 Icelandic Section Warnings and publications for investors Type Reference Main document 08_003_uu_icelandic.pdf Style ESMA document ...

A Consumer's guide to MiFID - Investing in Financial products - Finnish translation

08-003 Finnish
23 May 2008
Reference 08-003 Finnish Section Warnings and publications for investors Type Reference Main document 08_003_uu_finnish.pdf Style ESMA document ...

Protocol on the operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading

08-363
21 May 2008
Reference 08-363 Section CESR Archive Type Reference Main document 08-363.pdf Style ESMA document ...

A Consumers' Guide to MiFID - Investing in Financial Products

08-003
07 March 2008
Reference 08-003 Section Warnings and publications for investors Type Reference Main document 08-003.pdf Style ESMA document ...

A Consumers' Guide to MiFID - Investing in Financial Products - Hungarian translation

08-003 HU
07 March 2008
Reference 08-003 HU Section Warnings and publications for investors Type Reference Main document 08_003_uu_hungarian.pdf Style ESMA document ...

A Consumers' Guide to MiFID - Investing in Financial Products - Spanish Translation

08-003 ES
07 March 2008
Reference 08-003 ES Section Warnings and publications for investors Type Reference Main document 08_003_uu_spanish.pdf Style ESMA document ...