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ESMA adjusts application of the trading obligation for shares in a no-deal Brexit

ESMA71-99-1168
29 May 2019
Reference ESMA71-99-1168 Section Brexit MiFID- Secondary Markets Press Releases Type Press Release ...

ESMA adjusts application of the trading obligation for shares in a no-deal Brexit

ESMA71-99-1168
29 May 2019
Reference ESMA71-99-1168 Section Brexit MiFID- Secondary Markets Press Releases Type Press Release ...

MiFID II supervisory briefing on the use of third-country branches by EU firms

ESMA35-43-1493
11 February 2019
esma35-43-1493_mifid_ii_supervisory_briefing_on_the_use_of_third-country_branches_by_eu_firms.pdf Style ESMA document ... Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

EBA and ESMA provide guidance to assess the suitability of management body members and key function holders

ESMA71-99-599
26 September 2017
holders. Reference ESMA71-99-599 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union

ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

ESMA issues principles on supervisory approach to relocations from the UK

ESMA71-99-469
31 May 2017
referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II ...

Errata PRIIPs Consultation Paper

JC/2015/073/E
05 January 2016
The ESAs have identified errors in two formulas on page 37 (paragraphs 27 and 28 of Annex II ...

2015 list of identified Financial Conglomerates

JC/2015/079
01 December 2015
Reference JC/2015/079 Section Joint Committee MiFID- Investor Protection Type Reference Main ...

ESAs - main risks to EU financial market stability have intensified

JC/2015/02
05 May 2015
Directive (MiFID II) and Regulation (MiFIR), the work on the implementation of the Capital Requirements ... the Deposit-Guarantee Schemes Directive (DGS) and the Solvency II Directive, as well as the European Commission’s plan ... securities sectors, such as the Comprehensive Assessment, the insurance sector stress test and Solvency II ...

EBA, ESMA and EIOPA consult on technical standards for financial conglomerates risk concentration and intra-group transactions

2014/61
24 July 2014
to coordinate the provisions laid down in Articles 7 and 8 and Annex II. Reference 2014/61 Section Joint ...

Protocol on the Operation of CESR MiFID Database

09-172d
30 December 2010
Reference 09-172d Section CESR Archive Type Reference Main document 09_172d.pdf Style ESMA document ...

Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation

10-1169
13 October 2010
Reference 10-1169 Section CESR Archive Type Press Release Main document 10_1169.pdf Style ESMA document ...

Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation

10-1169
13 October 2010
Reference 10-1169 Section CESR Archive Type Press Release Main document 1-10_1169.pdf Style ESMA document ...

Press release - CESR proposes changes to MiFID to improve securities markets’ functioning, transparency and investor protection

10-926
29 July 2010
Reference 10-926 Section CESR Archive Type Press Release Main document 10_926.pdf Style ESMA document ...

Commission's response to CESR's letter regarding the MiFID review

10-349
21 April 2010
Reference 10-349 Section CESR Archive Type Reference Main document 10_349.pdf Style ESMA document ...

Commission's response to CESR's letter regarding the MiFID review

10-349
21 April 2010
Reference 10-349 Section CESR Archive Type Reference Main document 1-10_349.pdf Style ESMA document ...

Commission request for additional information from CESR in relation to the review of MiFID

MARKT G3/SH/cr Ares (2009)
13 April 2010
Reference MARKT G3/SH/cr Ares (2009) Section CESR Archive Type Reference Main document g3_sh_cr_ares_2009.pdf Style ESMA document ...

Press release - CESR begins the process to overhaul MiFID by consulting on policy options

10-423
13 April 2010
Reference 10-423 Section CESR Archive Type Press Release Main document 10_423.pdf Style ESMA document ...

Press release - CESR assesses impact of MiFID on the functioning of equity secondary markets

09-548
10 June 2009
Reference 09-548 Section CESR Archive Type Press Release Main document 09_548.pdf Style ESMA document ...