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ESMA71-99-973 Press Release Product Intervention EUOJ publication

ESMA71-99-973
01 June 2018
Reference ESMA71-99-973 Section MiFID- Investor Protection Press Releases Warnings and ...

PR on EBA-ESMA statement on retail holders of bail-inable instruments

ESMA71-99-987
30 May 2018
Reference ESMA71-99-987 Section MiFID- Investor Protection Press Releases Warnings and ...

EBA and ESMA provide guidance to assess the suitability of management body members and key function holders

ESMA71-99-599
26 September 2017
holders. Reference ESMA71-99-599 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

The cross-selling of financial products – ESA request to the European Commission

ESA/2016/07
27 January 2016
Reference ESA/2016/07 Section Joint Committee MiFID- Investor Protection Type Letter Main document ...

ESAs - main risks to EU financial market stability have intensified

JC/2015/02
05 May 2015
Directive (MiFID II) and Regulation (MiFIR), the work on the implementation of the Capital Requirements ... the Deposit-Guarantee Schemes Directive (DGS) and the Solvency II Directive, as well as the European Commission’s plan ... securities sectors, such as the Comprehensive Assessment, the insurance sector stress test and Solvency II ...

EBA, ESMA and EIOPA consult on technical standards for financial conglomerates risk concentration and intra-group transactions

2014/61
24 July 2014
to coordinate the provisions laid down in Articles 7 and 8 and Annex II. Reference 2014/61 Section Joint ...

ESMA tells firms to improve their selling practices for complex financial products

2014/152
07 February 2014
selling practices under MiFID (Markets in Financial Instruments Directive).ESMA is issuing this Opinion as ... it is concerned that firms’ compliance with the MiFID selling practices when selling complex products ... posed by these products to investor protection when MiFID rules are not fully respected is such that we ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...

ESMA and the EBA warn investors about contracts for difference

2013/266
28 February 2013
376395Email: francarosa.congiu@eba.europa.eu Reference 2013/266 Section MiFID- Investor Protection Warnings and ...

Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation

10-1169
13 October 2010
Reference 10-1169 Section CESR Archive Type Press Release Main document 10_1169.pdf Style ESMA document ...

Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation

10-1169
13 October 2010
Reference 10-1169 Section CESR Archive Type Press Release Main document 1-10_1169.pdf Style ESMA document ...

Press release - CESR proposes changes to MiFID to improve securities markets’ functioning, transparency and investor protection

10-926
29 July 2010
Reference 10-926 Section CESR Archive Type Press Release Main document 10_926.pdf Style ESMA document ...

Letter to Commission on CESR's technical advice in the context of the MiFID review

10-359
13 April 2010
Reference 10-359 Section CESR Archive Type Letter Main document 10_359.pdf Style ESMA document ...

Press release - CESR begins the process to overhaul MiFID by consulting on policy options

10-423
13 April 2010
Reference 10-423 Section CESR Archive Type Press Release Main document 10_423.pdf Style ESMA document ...

Press release - CESR assesses impact of MiFID on the functioning of equity secondary markets

09-548
10 June 2009
Reference 09-548 Section CESR Archive Type Press Release Main document 09_548.pdf Style ESMA document ...

Press release - MiFID: CESR reviews supervisory powers and practices, as well as administrative and criminal sanctioning regimes across Europe

09-123
16 February 2009
Reference 09-123 Section CESR Archive Type Press Release Main document 09_123.pdf Style ESMA document ...

Press release - CESR restates its resolve to ensure the protections of MiFID are applied convergently across Europe and announces new efforts to assess the impact and functioning of MiFID

08-878
03 November 2008
Reference 08-878 Section CESR Archive Type Press Release Main document 08_878.pdf Style ESMA document ...

Letter to EFSA, ESBG, EACB and EAPB regarding the MiFID Q&A

08-483
04 September 2008
Reference 08-483 Section CESR Archive Type Letter Main document 08_483.pdf Style ESMA document ...

Press release - CESR increases confidence for retail investors with the development of a retail investor guide on MiFID

08-209
07 March 2008
Reference 08-209 Section CESR Archive Press Releases Type Press Release Main document 08_209.pdf Style ESMA document ...

Press release - CESR publishes today the list of identifiers for regulated markets, multilateral trading facilities and central counterparties for the purpose of transaction reporting under the MIFID

07-745
31 October 2007
Reference 07-745 Section CESR Archive Type Press Release Main document 07_745.pdf Style ESMA document ...