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ESMA maintains focus on supervisory convergence and risk assessment in 2018

ESMA71-99-610
05 October 2017
Providing guidance and promoting the consistent application of MiFID II and MiFIR by market participants and ...

ESAs - main risks to EU financial market stability have intensified

JC/2015/02
05 May 2015
Directive (MiFID II) and Regulation (MiFIR), the work on the implementation of the Capital Requirements ... the Deposit-Guarantee Schemes Directive (DGS) and the Solvency II Directive, as well as the European Commission’s plan ... securities sectors, such as the Comprehensive Assessment, the insurance sector stress test and Solvency II ...

Press Release - Investment-based crowdfunding needs EU-wide common approach

2014/1568
18 December 2014
Instruments Directive (MiFID), the Prospectus Directive, the Directive for Alternative Investment Fund ... include: the impact of the Prospects Directive thresholds; capital requirements and the use of the MiFID ... those platforms that currently operate outside of the scope of MiFID The Opinion and Advice have been ...

ESMA issues good practices for structured retail product governance

2014/334
27 March 2014
2014/334 Section MiFID- Investor Protection Innovation and Products Type Press Release Main document ...

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...

Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation

10-1169
13 October 2010
Reference 10-1169 Section CESR Archive Type Press Release Main document 10_1169.pdf Style ESMA document ...

Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation

10-1169
13 October 2010
Reference 10-1169 Section CESR Archive Type Press Release Main document 1-10_1169.pdf Style ESMA document ...

Press release - CESR proposes changes to MiFID to improve securities markets’ functioning, transparency and investor protection

10-926
29 July 2010
Reference 10-926 Section CESR Archive Type Press Release Main document 10_926.pdf Style ESMA document ...

Press release - CESR begins the process to overhaul MiFID by consulting on policy options

10-423
13 April 2010
Reference 10-423 Section CESR Archive Type Press Release Main document 10_423.pdf Style ESMA document ...

Press release - CESR assesses impact of MiFID on the functioning of equity secondary markets

09-548
10 June 2009
Reference 09-548 Section CESR Archive Type Press Release Main document 09_548.pdf Style ESMA document ...

Press release - MiFID: CESR reviews supervisory powers and practices, as well as administrative and criminal sanctioning regimes across Europe

09-123
16 February 2009
Reference 09-123 Section CESR Archive Type Press Release Main document 09_123.pdf Style ESMA document ...

Press release - CESR restates its resolve to ensure the protections of MiFID are applied convergently across Europe and announces new efforts to assess the impact and functioning of MiFID

08-878
03 November 2008
Reference 08-878 Section CESR Archive Type Press Release Main document 08_878.pdf Style ESMA document ...

Press release - CESR increases confidence for retail investors with the development of a retail investor guide on MiFID

08-209
07 March 2008
Reference 08-209 Section CESR Archive Press Releases Type Press Release Main document 08_209.pdf Style ESMA document ...

Press release - CESR publishes today the list of identifiers for regulated markets, multilateral trading facilities and central counterparties for the purpose of transaction reporting under the MIFID

07-745
31 October 2007
Reference 07-745 Section CESR Archive Type Press Release Main document 07_745.pdf Style ESMA document ...

Public Statement - New arrangements for the reporting of derivatives trades in accordance with MiFID

07-627b
26 October 2007
Reference 07-627b Section CESR Archive Type Press Release Main document 07_627b.pdf Style ESMA document ...

Press release - CESR takes final steps before MiFID goes live

07-726
22 October 2007
Reference 07-726 Section CESR Archive Type Press Release Main document 07_726.pdf Style ESMA document ...

Press statement - CESR updates the MiFID Market Transparency Database

07-718
19 October 2007
Reference 07-718 Section CESR Archive Type Press Release Main document 07_718.pdf Style ESMA document ...

Press release - CESR publishes its advice to the European Commission on non-equities transparency, as well as a report on commodity and exotic derivatives and announces the appointment of Jean-Paul Servais (CBFA) Chair of the MiFID Level 3 Experts Group

07-497
09 August 2007
Reference 07-497 Section CESR Archive Type Press Release Main document 07_497.pdf Style ESMA document ...

Press release - CESR publishes today the list of ‘Liquid Shares’ according to the MIFID, as well as all shares listed on EU Regulated Markets

07-450
03 July 2007
Reference 07-450 Section CESR Archive Type Press Release Main document 07_450.pdf Style ESMA document ...

Press release - EU Securities Supervisors publish the last set of guidance to implement the new trading regime in Europe (MiFID)

07-346
29 May 2007
Reference 07-346 Section CESR Archive Type Press Release Main document 07_346.pdf Style ESMA document ...