SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Opinion X Decision X Press Release X CESR Archive X Risk Analysis & Economics - Markets Infrastructure Investors X Corporate Information X Supervisory convergence X
Reset all filters

Peer Review on MiFID Compliance Function Press Release

ESMA71-99-661
29 November 2017
Reference ESMA71-99-661 Section MiFID- Investor Protection Press Releases Supervisory convergence ... Related documents Peer review on certain aspects of the compliance function under Mi-FID I ...

ESMA maintains focus on supervisory convergence and risk assessment in 2018

ESMA71-99-610
05 October 2017
Providing guidance and promoting the consistent application of MiFID II and MiFIR by market participants and ...

Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union

ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

ESMA issues principles on supervisory approach to relocations from the UK

ESMA71-99-469
31 May 2017
referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II ...

ESMA publishes 2017 Supervisory Convergence Work Programme

ESMA71-844457584-345
09 February 2017
of MiFID II/MiFIR and MAR including the underlying IT projects; improving the quality to data collected by ...

ESMA finds room for improvement in national supervision of investment advice to retail clients

2016/582
07 April 2016
Reference 2016/582 Section MiFID- Investor Protection Press Releases Supervisory convergence Type ...

ESAs - main risks to EU financial market stability have intensified

JC/2015/02
05 May 2015
Directive (MiFID II) and Regulation (MiFIR), the work on the implementation of the Capital Requirements ... the Deposit-Guarantee Schemes Directive (DGS) and the Solvency II Directive, as well as the European Commission’s plan ... securities sectors, such as the Comprehensive Assessment, the insurance sector stress test and Solvency II ...

ESMA publishes review on best execution supervisory practices under MiFID

2015/495
25 February 2015
regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating ... Luxembourg, Malta, Poland and Spain. Reference 2015/495 Section MiFID- Investor Protection Press Releases ...

ESMA reviews supervisory practices on MiFID investor information

2014/1478
11 December 2014
regulators (national competent authorities or NCAs) supervise MiFID conduct of business rules on providing ... communications under MiFID. The Report found that there was overall a high degree of compliance amongst NCAs with ... 2014-1478_esma_reviews_supervisory_practices_on_mifid_investor_information.pdf Style ESMA document ...

Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation

10-1169
13 October 2010
Reference 10-1169 Section CESR Archive Type Press Release Main document 10_1169.pdf Style ESMA document ...

Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation

10-1169
13 October 2010
Reference 10-1169 Section CESR Archive Type Press Release Main document 1-10_1169.pdf Style ESMA document ...

Press release - CESR proposes changes to MiFID to improve securities markets’ functioning, transparency and investor protection

10-926
29 July 2010
Reference 10-926 Section CESR Archive Type Press Release Main document 10_926.pdf Style ESMA document ...

Press release - CESR begins the process to overhaul MiFID by consulting on policy options

10-423
13 April 2010
Reference 10-423 Section CESR Archive Type Press Release Main document 10_423.pdf Style ESMA document ...

Press release - CESR assesses impact of MiFID on the functioning of equity secondary markets

09-548
10 June 2009
Reference 09-548 Section CESR Archive Type Press Release Main document 09_548.pdf Style ESMA document ...

Press release - MiFID: CESR reviews supervisory powers and practices, as well as administrative and criminal sanctioning regimes across Europe

09-123
16 February 2009
Reference 09-123 Section CESR Archive Type Press Release Main document 09_123.pdf Style ESMA document ...

Press release - CESR restates its resolve to ensure the protections of MiFID are applied convergently across Europe and announces new efforts to assess the impact and functioning of MiFID

08-878
03 November 2008
Reference 08-878 Section CESR Archive Type Press Release Main document 08_878.pdf Style ESMA document ...

Press release - CESR increases confidence for retail investors with the development of a retail investor guide on MiFID

08-209
07 March 2008
Reference 08-209 Section CESR Archive Press Releases Type Press Release Main document 08_209.pdf Style ESMA document ...

Press release - CESR publishes today the list of identifiers for regulated markets, multilateral trading facilities and central counterparties for the purpose of transaction reporting under the MIFID

07-745
31 October 2007
Reference 07-745 Section CESR Archive Type Press Release Main document 07_745.pdf Style ESMA document ...

Public Statement - New arrangements for the reporting of derivatives trades in accordance with MiFID

07-627b
26 October 2007
Reference 07-627b Section CESR Archive Type Press Release Main document 07_627b.pdf Style ESMA document ...