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EBA and ESMA provide guidance to assess the suitability of management body members and key function holders

ESMA71-99-599
26 September 2017
holders. Reference ESMA71-99-599 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

2016/1529
28 October 2016
Reference 2016/1529 Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Guidelines on participant default rules and procedures under CSDR

2016/732
31 May 2016
the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II ...

Consultation paper on draft RTS on prospectus related issues under the Omnibus II Directive

2014/1186
26 September 2014
2014-1186_consultation_paper_on_omnibus_ii_rts.pdf Style ESMA document ...

ESMA Guidelines on Alternative Performance Measures

2014/175
13 February 2014
seek their views on such revision. Section II “Introduction” indicates the reasons for which ESMA ... summarised in annex II. Next steps ESMA will consider the feedback it receives to this consultation in 2014 ...