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Annex (Template for the Assessment of Collective Suitability)

ESMA71-99-608
02 October 2017
Reference ESMA71-99-608 Section Guidelines and Technical standards MiFID- Investor Protection Type ...

EBA and ESMA provide guidance to assess the suitability of management body members and key function holders

ESMA71-99-599
26 September 2017
holders. Reference ESMA71-99-599 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Annex I - Template for the assessment of collective suitability

2016/1529 ANNEX
31 October 2016
Reference 2016/1529 ANNEX Section Guidelines and Technical standards MiFID- Investor Protection ...