REFINE YOUR SEARCH
Type of document
Opinion X Decision X Investor Warning X Press Release X Reference X Guidelines and Technical standards XReset all filters
Annex (Template for the Assessment of Collective Suitability)
02 October 2017
Reference ESMA71-99-608 Section Guidelines and Technical standards MiFID- Investor Protection Type ...
EBA and ESMA provide guidance to assess the suitability of management body members and key function holders
26 September 2017
holders. Reference ESMA71-99-599 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have published their joint Guidelines to assess the suitability of members of management bodies and key function holders.
Annex I - Template for the assessment of collective suitability
31 October 2016
Reference 2016/1529 ANNEX Section Guidelines and Technical standards MiFID- Investor Protection ...