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Post Trading
Opinion on draft RTS on the Clearing Obligation
2015/223
29 January 2015
derivative contracts referred to in Article 4(1)(b)(ii) of EMIR. Background and Procedure On 1 October 2014, ...
CESR Archive
Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation
10-1045
22 October 2010
Reference 10-1045 Section CESR Archive Type CESR Document Main document 10_1045.pdf Style ESMA document ...
CESR Archive
Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries
10-918
06 September 2010
Reference 10-918 Section CESR Archive Type CESR Document Main document 10_918.pdf Style ESMA document ...
CESR Archive
Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting
10-796
29 July 2010
Reference 10-796 Section CESR Archive Type CESR Document Main document 10_796.pdf Style ESMA document ...
CESR Archive
Guidelines - Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance
10-347
04 June 2010
Reference 10-347 Section CESR Archive Type CESR Document Main document 1-10_347.pdf Style ESMA document ...
CESR Archive
Feedback statement - CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance
10-346
04 June 2010
Reference 10-346 Section CESR Archive Type CESR Document Main document 10_346.pdf Style ESMA document ...
CESR Archive
Feedback statement - Understanding the definition of advice under MiFID
10-294
19 April 2010
Reference 10-294 Section CESR Archive Type CESR Document Main document 10_294.pdf Style ESMA document ...
CESR Archive
MiFID Supervisory Briefing - Information and reporting to clients
09-590
09 July 2009
Reference 09-590 Section CESR Archive Type CESR Document Main document 1-09_590.pdf Style ESMA document ...
CESR Archive
Recommendations - The passport under MiFID
07-337
29 May 2007
Reference 07-337 Section CESR Archive Type CESR Document Main document 07_337.pdf Style ESMA document ...
CESR Archive
Feedback statement - The passport under MiFID
07-318
29 May 2007
Reference 07-318 Section CESR Archive Type CESR Document Main document 07_318.pdf Style ESMA document ...
CESR Archive
Recommendations - Inducements under MiFID
07-228b
29 May 2007
Reference 07-228b Section CESR Archive Type CESR Document Main document 07_228b.pdf Style ESMA document ...
CESR Archive
Feedback statement - CESR Level 3 Recommendations on Inducements under MiFID
07-316
29 May 2007
Reference 07-316 Section CESR Archive Type CESR Document Main document 07_316.pdf Style ESMA document ...
CESR Archive
Guidelines - CESR Level 3 Guidelines on MiFID Transaction reporting
07-301
29 May 2007
Reference 07-301 Section CESR Archive Type CESR Document Main document 07_301.pdf Style ESMA document ...
CESR Archive
Feedback statement - CESR Level 3 Guidelines on MiFID Transaction Reporting
07-319
29 May 2007
Reference 07-319 Section CESR Archive Type CESR Document Main document 07_319.pdf Style ESMA document ...
CESR Archive
CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive
06-552c
09 February 2007
Reference 06-552c Section CESR Archive Type CESR Document Main document 06_552c.pdf Style ESMA document ...
CESR Archive
Feedback statement - CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive
07-085
09 February 2007
Reference 07-085 Section CESR Archive Type CESR Document Main document 07_085.pdf Style ESMA document ...
CESR Archive
A European Regime of Investor Protection – The Professional and Counterparty Regimes
02-098b
08 July 2002
professionals and II) core standards for "counterparty relationships". Reference 02-098b Section CESR ...