REFINE YOUR SEARCH
Type of document
Opinion X CESR Document X Decision X Guidelines & Recommendations X Post Trading X Fund Management XReset all filters
ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes
30 July 2015
constitutes a “professional investor”; ii) varying interpretations of what activities constitute “marketing” ...
AIFMD and the request to ESMA for an Opinion In accordance with Articles 36 and 42 of the AIFMD, non-EU AIFMs and non-EU AIFs managed by EU AIFMs are subject to the NPPR of each of the Member States where the AIFs are marketed or managed. However, the AIFMD makes provision for the passport, which...
Opinion on draft RTS on the Clearing Obligation
29 January 2015
derivative contracts referred to in Article 4(1)(b)(ii) of EMIR. Background and Procedure On 1 October 2014, ...
Legal Basis According to Article 5(2) of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (EMIR), the European Securities and Markets Authority (ESMA) shall develop draft regulatory technical...
Key concepts of the AIFMD
13 August 2013
Table of Contents I. Scope II. Definitions III. Purpose IV. Compliance and reporting obligations ...
Table of Contents I. Scope II. Definitions III. Purpose IV. Compliance and reporting obligations V. Guidelines on the treatment of investment compartments of an undertaking VI. Guidelines on ‘collective investment undertaking’ VII. Guidelines on ‘raising capital’ VIII. Guidelines on ‘number of...