SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Opinion X CESR Document X Decision X Consultation Paper X Post Trading X Fund Management X
Reset all filters

Alignment of MiFIR with the changes introduced by EMIR Refit

ESMA70-156-1555
04 October 2019
Reference ESMA70-156-1555 Section MiFID- Secondary Markets Post Trading Type Consultation Paper ...

Technical advice to the Commission on fees for TRs under SFTR and on certain amendments of for fees under EMIR

2016/1672
19 December 2016
Annex II includes the Commission’s mandate to ESMA. The amendments to fees under EMIR that are consulted ...

Guidelines on participant default rules and procedures under CSDR

2016/732
31 May 2016
the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II ...

Consultation Paper on draft regulatory technical standards under the ELTIF Regulation

2015/1239
31 July 2015
document will be of interest to (i) ELTIF managers and their trade associations, (ii) alternative ...

ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes

2015/1235
30 July 2015
constitutes a “professional investor”; ii) varying interpretations of what activities constitute “marketing” ...

Guidelines on sound remuneration policies under the UCITS Directive and AIFMD

2015/1172
23 July 2015
remuneration are marked up against the AIFMD provisions. Annex II sets out the list of questions contained in ...

Opinion on draft RTS on the Clearing Obligation

2015/223
29 January 2015
derivative contracts referred to in Article 4(1)(b)(ii) of EMIR. Background and Procedure On 1 October 2014, ...

Guidelines on asset segregation under the AIFMD

2014/1326
01 December 2014
associations, (ii) alternative investment funds managers and their trade associations, as well as (iii) ...

Draft Guidelines on sound remuneration policies under the AIFMD

2012/406
28 June 2012
Annex II of the AIFMD establishes a set of rules (largely inspired from the provisions ... to develop guidelines on sound remuneration policies which comply with Annex II of the AIFMD. This ...