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Short Selling
Opinion on a proposed emergency measure by CONSOB under the Short Selling Regulation
2016/1431
04 October 2016
considers the measure or proposed measure is necessary to address the exceptional circumstances. II ...
Market Integrity
Short Selling
Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation (EU) No 236/2012 on short selling and certain aspects of credit default swaps
2016/28
11 January 2016
44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II.Previous measures ...
Short Selling
Market Integrity
ESMA Opinion on emergency measure by the Greek HCMC under the Short Selling Regulation
2015/1489
30 September 2015
of the ESMA Regulation the Board of Supervisors has adopted this opinion. II. Background 3. On the 29th ...
Market Integrity
Short Selling
ESMA Opinion on emergency measure by the Greek HCMC under the Short Selling Regulation
2015/1304
01 September 2015
with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...
Short Selling
Market Integrity
ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
2015/1243
03 August 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... Thus, the following financial instruments under MiFID are included: options, covered warrants, futures, ...
Short Selling
Market Integrity
ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
2015/1218
28 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... to the Annex of Commission Regulation No 918/2012. Thus, the following financial instruments under MiFID are ...
Short Selling
Market Integrity
ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
2015/1139
21 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... MiFID are included: options, covered warrants, futures, index-related instruments, contracts for ...
Short Selling
Market Integrity
ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation
2015/1131
13 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...
Short Selling
Market Integrity
ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
2015/1104
07 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...
CESR Archive
Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation
10-1045
22 October 2010
Reference 10-1045 Section CESR Archive Type CESR Document Main document 10_1045.pdf Style ESMA document ...
CESR Archive
Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries
10-918
06 September 2010
Reference 10-918 Section CESR Archive Type CESR Document Main document 10_918.pdf Style ESMA document ...
CESR Archive
Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting
10-796
29 July 2010
Reference 10-796 Section CESR Archive Type CESR Document Main document 10_796.pdf Style ESMA document ...
CESR Archive
Guidelines - Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance
10-347
04 June 2010
Reference 10-347 Section CESR Archive Type CESR Document Main document 1-10_347.pdf Style ESMA document ...
CESR Archive
Feedback statement - CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance
10-346
04 June 2010
Reference 10-346 Section CESR Archive Type CESR Document Main document 10_346.pdf Style ESMA document ...
CESR Archive
Feedback statement - Understanding the definition of advice under MiFID
10-294
19 April 2010
Reference 10-294 Section CESR Archive Type CESR Document Main document 10_294.pdf Style ESMA document ...
CESR Archive
MiFID Supervisory Briefing - Information and reporting to clients
09-590
09 July 2009
Reference 09-590 Section CESR Archive Type CESR Document Main document 1-09_590.pdf Style ESMA document ...
CESR Archive
Recommendations - The passport under MiFID
07-337
29 May 2007
Reference 07-337 Section CESR Archive Type CESR Document Main document 07_337.pdf Style ESMA document ...
CESR Archive
Feedback statement - The passport under MiFID
07-318
29 May 2007
Reference 07-318 Section CESR Archive Type CESR Document Main document 07_318.pdf Style ESMA document ...
CESR Archive
Recommendations - Inducements under MiFID
07-228b
29 May 2007
Reference 07-228b Section CESR Archive Type CESR Document Main document 07_228b.pdf Style ESMA document ...
CESR Archive
Feedback statement - CESR Level 3 Recommendations on Inducements under MiFID
07-316
29 May 2007
Reference 07-316 Section CESR Archive Type CESR Document Main document 07_316.pdf Style ESMA document ...