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Opinion on a proposed emergency measure by CONSOB under the Short Selling Regulation

2016/1431
04 October 2016
considers the measure or proposed measure is necessary to address the exceptional circumstances. II ...

Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation (EU) No 236/2012 on short selling and certain aspects of credit default swaps

2016/28
11 January 2016
44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II.Previous measures ...

ESMA Opinion on emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1489
30 September 2015
of the ESMA Regulation the Board of Supervisors has adopted this opinion. II. Background 3. On the 29th ...

ESMA Opinion on emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1304
01 September 2015
with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1243
03 August 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... Thus, the following financial instruments under MiFID are included: options, covered warrants, futures, ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1218
28 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... to the Annex of Commission Regulation No 918/2012. Thus, the following financial instruments under MiFID are ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1139
21 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ... MiFID are included: options, covered warrants, futures, index-related instruments, contracts for ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation

2015/1131
13 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...

ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation

2015/1104
07 July 2015
accordance with Article 44(1) of the ESMA Regulation the Board of Supervisors has adopted this opinion. II ...

Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation

10-1045
22 October 2010
Reference 10-1045 Section CESR Archive Type CESR Document Main document 10_1045.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries

10-918
06 September 2010
Reference 10-918 Section CESR Archive Type CESR Document Main document 10_918.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting

10-796
29 July 2010
Reference 10-796 Section CESR Archive Type CESR Document Main document 10_796.pdf Style ESMA document ...

Guidelines - Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

10-347
04 June 2010
Reference 10-347 Section CESR Archive Type CESR Document Main document 1-10_347.pdf Style ESMA document ...

Feedback statement - CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

10-346
04 June 2010
Reference 10-346 Section CESR Archive Type CESR Document Main document 10_346.pdf Style ESMA document ...

Feedback statement - Understanding the definition of advice under MiFID

10-294
19 April 2010
Reference 10-294 Section CESR Archive Type CESR Document Main document 10_294.pdf Style ESMA document ...

MiFID Supervisory Briefing - Information and reporting to clients

09-590
09 July 2009
Reference 09-590 Section CESR Archive Type CESR Document Main document 1-09_590.pdf Style ESMA document ...

Recommendations - The passport under MiFID

07-337
29 May 2007
Reference 07-337 Section CESR Archive Type CESR Document Main document 07_337.pdf Style ESMA document ...

Feedback statement - The passport under MiFID

07-318
29 May 2007
Reference 07-318 Section CESR Archive Type CESR Document Main document 07_318.pdf Style ESMA document ...

Recommendations - Inducements under MiFID

07-228b
29 May 2007
Reference 07-228b Section CESR Archive Type CESR Document Main document 07_228b.pdf Style ESMA document ...

Feedback statement - CESR Level 3 Recommendations on Inducements under MiFID

07-316
29 May 2007
Reference 07-316 Section CESR Archive Type CESR Document Main document 07_316.pdf Style ESMA document ...