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Protocol on the Operation of CESR MiFID Database

09-172d
30 December 2010
Reference 09-172d Section CESR Archive Type Reference Main document 09_172d.pdf Style ESMA document ...

Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation

10-1045
22 October 2010
Reference 10-1045 Section CESR Archive Type CESR Document Main document 10_1045.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries

10-918
06 September 2010
Reference 10-918 Section CESR Archive Type CESR Document Main document 10_918.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting

10-796
29 July 2010
Reference 10-796 Section CESR Archive Type CESR Document Main document 10_796.pdf Style ESMA document ...

Guidelines - Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

10-347
04 June 2010
Reference 10-347 Section CESR Archive Type CESR Document Main document 1-10_347.pdf Style ESMA document ...

Feedback statement - CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance

10-346
04 June 2010
Reference 10-346 Section CESR Archive Type CESR Document Main document 10_346.pdf Style ESMA document ...

Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee

10-591
06 May 2010
Reference 10-591 Section CESR Archive Type Q&A Main document 10_591.pdf Style ESMA document ...

Commission's response to CESR's letter regarding the MiFID review

10-349
21 April 2010
Reference 10-349 Section CESR Archive Type Reference Main document 10_349.pdf Style ESMA document ...

Commission's response to CESR's letter regarding the MiFID review

10-349
21 April 2010
Reference 10-349 Section CESR Archive Type Reference Main document 1-10_349.pdf Style ESMA document ...

Feedback statement - Understanding the definition of advice under MiFID

10-294
19 April 2010
Reference 10-294 Section CESR Archive Type CESR Document Main document 10_294.pdf Style ESMA document ...

Question and Answers - Understanding the definition of advice under MiFID

10-293
19 April 2010
Reference 10-293 Section CESR Archive Type Q&A Main document 10_293.pdf Style ESMA document ...

Commission request for additional information from CESR in relation to the review of MiFID

MARKT G3/SH/cr Ares (2009)
13 April 2010
Reference MARKT G3/SH/cr Ares (2009) Section CESR Archive Type Reference Main document g3_sh_cr_ares_2009.pdf Style ESMA document ...

Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements

09-559
03 November 2009
Reference 09-559 Section CESR Archive Type Q&A Main document 09_559.pdf Style ESMA document ...

MiFID Supervisory Briefing - Information and reporting to clients

09-590
09 July 2009
Reference 09-590 Section CESR Archive Type CESR Document Main document 1-09_590.pdf Style ESMA document ...

Protocol on the operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading

08-363
21 May 2008
Reference 08-363 Section CESR Archive Type Reference Main document 08-363.pdf Style ESMA document ...

MiFID Level 3 Work Programme for 2008

07-704c
05 February 2008
Reference 07-704c Section CESR Archive Type Reference Main document 07_704c.pdf Style ESMA document ...

Protocol on the supervision of branches under MiFID

07-672
22 October 2007
Reference 07-672 Section CESR Archive Type Reference Main document 07_672b_update.pdf Style ESMA document ...

Protocol on MiFID Passport Notifications - revised

07-317c
22 October 2007
Reference 07-317c Section CESR Archive Type Reference Main document 07_317c.pdf Style ESMA document ...

CESR Guidebook on MiFID market transparency calculations

07-322
03 July 2007
Reference 07-322 Section CESR Archive Type Reference Main document 07_322.pdf Style ESMA document ...

Recommendations - The passport under MiFID

07-337
29 May 2007
Reference 07-337 Section CESR Archive Type CESR Document Main document 07_337.pdf Style ESMA document ...