SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Opinion X Press Release X Fund Management X Warnings and publications for investors X
Reset all filters

Press release - ESMA consults on measures to promote sustainability in EU capital markets

ESMA71-99-1085
19 December 2018
Reference ESMA71-99-1085 Section Credit Rating Agencies Fund Management MiFID- Investor Protection ...

ESMA71-99-973 Press Release Product Intervention EUOJ publication

ESMA71-99-973
01 June 2018
Reference ESMA71-99-973 Section MiFID- Investor Protection Press Releases Warnings and ...

PR on EBA-ESMA statement on retail holders of bail-inable instruments

ESMA71-99-987
30 May 2018
Reference ESMA71-99-987 Section MiFID- Investor Protection Press Releases Warnings and ...

ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes

2015/1235
30 July 2015
constitutes a “professional investor”; ii) varying interpretations of what activities constitute “marketing” ...

ESMA tells firms to improve their selling practices for complex financial products

2014/152
07 February 2014
selling practices under MiFID (Markets in Financial Instruments Directive).ESMA is issuing this Opinion as ... it is concerned that firms’ compliance with the MiFID selling practices when selling complex products ... posed by these products to investor protection when MiFID rules are not fully respected is such that we ...

MiFID practices for firms selling complex products

2014/146
07 February 2014
Reference 2014/146 Section MiFID- Investor Protection Warnings and publications for investors Type ...

ESMA and the EBA warn investors about contracts for difference

2013/266
28 February 2013
376395Email: francarosa.congiu@eba.europa.eu Reference 2013/266 Section MiFID- Investor Protection Warnings and ...