SEARCH
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Fund Management filter Fund Management
- MiFID - Investor Protection (83) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (80) Apply MiFID - Secondary Markets filter
- Press Releases (48) Apply Press Releases filter
- CESR Archive (23) Apply CESR Archive filter
- Market Integrity (9) Apply Market Integrity filter
- Short Selling (9) Apply Short Selling filter
- Brexit (5) Apply Brexit filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Innovation and Products (3) Apply Innovation and Products filter
- Joint Committee (3) Apply Joint Committee filter
- Credit Rating Agencies (2) Apply Credit Rating Agencies filter
- Post Trading (2) Apply Post Trading filter
- Corporate Information (1) Apply Corporate Information filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market Abuse (1) Apply Market Abuse filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Risk Analysis & Economics - Markets Infrastructure Investors (1) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
Type of document
- (-) Remove Press Release filter Press Release
- (-) Remove Opinion filter Opinion
- (-) Remove Technical Advice filter Technical Advice
- Final Report (5) Apply Final Report filter
- Consultation Paper (4) Apply Consultation Paper filter
- Reference (3) Apply Reference filter
- Report (3) Apply Report filter
- Speech (3) Apply Speech filter
- Q&A (2) Apply Q&A filter
- Statement (2) Apply Statement filter
- Guidelines & Recommendations (1) Apply Guidelines & Recommendations filter
Your filters Reset all filters
Credit Rating Agencies
Fund Management
MiFID - Investor Protection
Press release - ESMA consults on measures to promote sustainability in EU capital markets
ESMA71-99-1085
19 December 2018
Reference ESMA71-99-1085 Section Credit Rating Agencies Fund Management MiFID- Investor Protection ...
MiFID - Investor Protection
Press Releases
Supervisory convergence
Peer Review on MiFID Compliance Function Press Release
ESMA71-99-661
29 November 2017
Reference ESMA71-99-661 Section MiFID- Investor Protection Press Releases Supervisory convergence ... Related documents Peer review on certain aspects of the compliance function under Mi-FID I ...
Brexit
MiFID - Secondary Markets
Supervisory convergence
Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union
ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...
Brexit
MiFID - Investor Protection
Supervisory convergence
Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...
Brexit
Press Releases
Supervisory convergence
ESMA issues principles on supervisory approach to relocations from the UK
ESMA71-99-469
31 May 2017
referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II ...
Press Releases
Supervisory convergence
ESMA publishes 2017 Supervisory Convergence Work Programme
ESMA71-844457584-345
09 February 2017
of MiFID II/MiFIR and MAR including the underlying IT projects; improving the quality to data collected by ...
MiFID - Investor Protection
Press Releases
Supervisory convergence
ESMA finds room for improvement in national supervision of investment advice to retail clients
2016/582
07 April 2016
Reference 2016/582 Section MiFID- Investor Protection Press Releases Supervisory convergence Type ...
Fund Management
ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes
2015/1235
30 July 2015
constitutes a “professional investor”; ii) varying interpretations of what activities constitute “marketing” ...
MiFID - Investor Protection
Press Releases
Supervisory convergence
ESMA publishes review on best execution supervisory practices under MiFID
2015/495
25 February 2015
regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating ... Luxembourg, Malta, Poland and Spain. Reference 2015/495 Section MiFID- Investor Protection Press Releases ...
Press Releases
Supervisory convergence
ESMA reviews supervisory practices on MiFID investor information
2014/1478
11 December 2014
regulators (national competent authorities or NCAs) supervise MiFID conduct of business rules on providing ... communications under MiFID. The Report found that there was overall a high degree of compliance amongst NCAs with ... 2014-1478_esma_reviews_supervisory_practices_on_mifid_investor_information.pdf Style ESMA document ...
Fund Management
Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD
2014/312
27 March 2014
Contents Section II describes the background of the proposal. Section III specifies the timing for ...