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Brexit
MiFID - Secondary Markets
Supervisory convergence
Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union
ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...
Brexit
MiFID - Investor Protection
Supervisory convergence
Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...
Fund Management
ESMA's opinion to the European Parliament, Council and Commission and responses to the call for evidence on the functioning of the AIFMD EU passport and of the National Private Placement Regimes
2015/1235
30 July 2015
constitutes a “professional investor”; ii) varying interpretations of what activities constitute “marketing” ...
Post Trading
Opinion on draft RTS on the Clearing Obligation
2015/223
29 January 2015
derivative contracts referred to in Article 4(1)(b)(ii) of EMIR. Background and Procedure On 1 October 2014, ...
MiFID - Investor Protection
Innovation and Products
Structured Retail Products - Good practices for product governance arrangements
2014/332
27 March 2014
Instruments Directive (MiFID) and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs. 4. ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...