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MiFID II Review Report on position limits and position management

ESMA70-156-2311
01 April 2020
Report Main document esma70-156-2311_mifid_ii_review_report_position_limits.pdf Style ESMA document ... Reference ESMA70-156-2311 Section MiFID- Secondary Markets Supervisory convergence Type Final ...

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
18 February 2020
Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ...

Q&A on MiFIR data reporting

ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type ...

Q&A on MiFID II and MiFIR market structures topics

ESMA70-872942901-38
05 December 2019
Reference ESMA70-872942901-38 Section MiFID- Secondary Markets Type Q&A Main document ...

Q&A on MiFID II and MiFIR transparency topics

ESMA70-872942901-35
05 December 2019
Reference ESMA70-872942901-35 Section MiFID- Secondary Markets Type Q&A Main document ...

Final report_Call for evidence Periodic Auctions

ESMA70-156-1035
11 June 2019
Reference ESMA70-156-1035 Section MiFID- Secondary Markets Type Final Report Main document ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
05 June 2019
Recommendations Main document esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1.pdf Translated ... versions esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ... _annex_1_bg.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1_cs.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ...

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

Q&A on MiFID II and MiFIR commodity derivatives topics

ESMA70-872942901-36
27 March 2019
Reference ESMA70-872942901-36 Section MiFID- Secondary Markets Type Q&A Main document ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
21 December 2018
Main document esma-70-156-869_guidelines_on_the_application_of_c6_and_c7_of_annex_1_of_mifid_ii ... Reference ESMA-70-156-869 Section MiFID- Secondary Markets Type Guidelines & Recommendations ...

Final report on the proposed amendments to RTS 11

ESMA70-156-834
14 December 2018
Reference ESMA70-156-834 Section MiFID- Secondary Markets Type Final Report Main document ...

Technical Q&As on product intervention measures on CFDs and binary options

ESMA35-36-1262
09 November 2018
Reference ESMA35-36-1262 Section MiFID- Investor Protection Type Q&A Main document ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-1163
06 November 2018
esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements.pdf Translated versions ... esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_bg.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ... _suitability_requirements_cs.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_da.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ...

BoS Decision Notice AT Guidelines Withdrawal

ESMA70-154-803
03 October 2018
Reference ESMA70-154-803 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-869
28 May 2018
Reference ESMA35-43-869 Section MiFID- Investor Protection Type Final Report Main document ...

Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1)

ESMA70-156-354
26 March 2018
Reference ESMA70-156-354 Section MiFID- Secondary Markets Type Final Report Main document ...

Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
21 March 2018
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

ESA warning on virtual currencies

ESMA50-164-1284
12 February 2018
Reference ESMA50-164-1284 Section Joint Committee MiFID- Investor Protection Type Investor Warning ...

Guidelines on MiFID II product governance requirements

ESMA35-43-620
05 February 2018
esma35-43-620_guidelines_on_mifid_ii_product_governance_requirements.pdf Translated versions esma35-43-620_guidelines_on_mifid_ii ... _product_governance_bg.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_cs.pdf esma35-43-620_guidelines_on_mifid_ii ... _product_governance_da.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_de.pdf esma35-43-620_guidelines_on_mifid_ii ...

MiFID II Q&A on post-trading issues

ESMA70-151-957
14 December 2017
Reference ESMA70-151-957 Section MiFID- Secondary Markets Post Trading Type Q&A Main document ... esma70-151-957_qas_on_mifid_post_trading.pdf Style ESMA document ...

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