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Type of document
Report on sanctions and measures imposed under MiFID II in 2018
17 July 2019
esma35-36-1711-report_on_mifid_ii_sanctions_measures_investigations.pdf Style ESMA document ... Reference ESMA35-36-1711 Section MiFID- Investor Protection Type Report Main document ...
Final report_Call for evidence Periodic Auctions
11 June 2019
Reference ESMA70-156-1035 Section MiFID- Secondary Markets Type Final Report Main document ...
Supervisory Briefing PreTradeTransparency Non-Equity Instruments
03 June 2019
Reference ESMA70-156-835 Section MiFID- Secondary Markets Supervisory convergence Type Report Main ...
Final report on integrating sustainability risks and factors in the MIFID II
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...
SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD
26 March 2019
Reference ESMA22-106-1683 Section Securities and Markets Stakeholder Group Type Report Main document smsg_sustainability_advice_paper.pdf Style ESMA document ...
Final report on the proposed amendments to RTS 11
14 December 2018
Reference ESMA70-156-834 Section MiFID- Secondary Markets Type Final Report Main document ...
Follow-up Report to the Peer Review on MiFID Suitability Requirements
24 July 2018
Reference ESMA42-111-4653 Section MiFID- Investor Protection Type Report Main document ... esma42-111-4653_follow-up_report_to_the_peer_review_on_mifid_suitability_requirements.pdf Style ESMA document ...
Product Intervention Analysis CFDs
01 June 2018
Reference ESMA50-162-215 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...
Product Intervention Analysis Binary Options
01 June 2018
Reference ESMA50-162-214 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...
Guidelines on certain aspects of the MiFID II suitability requirements
28 May 2018
Reference ESMA35-43-869 Section MiFID- Investor Protection Type Final Report Main document ...
Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1)
26 March 2018
Reference ESMA70-156-354 Section MiFID- Secondary Markets Type Final Report Main document ...
Peer review on certain aspects of the compliance function under Mi-FID I
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...
Final report on draft RTS on the trading obligation for derivatives under MiFIR
29 September 2017
Reference ESMA70-156-227 Section MiFID- Secondary Markets Type Report Main document ...
Guidelines on the management body of market operators and data reporting service providers
28 September 2017
Reference ESMA70-154-266 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...
Final report on guidelines on MiFID II product governance requirements
02 June 2017
Reference ESMA35-43-620 Section MiFID- Investor Protection Type Final Report Main document ...
Follow-up Report to the Peer Review on MiFID Conduct of Business rules relating to fair, clear and not misleading information
18 May 2017
esma42-113-627_mifid_clear_and_not_misleading_information_follow_up_peer_review_report.pdf Style ESMA document ...
Final report on Guidelines on the calibration of circuit breakers and the publication and reporting of trading halts under MiFID II
06 April 2017
Reference ESMA70-872942901-17 Section MiFID- Secondary Markets Type Final Report Main document ...
Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments
31 March 2017
Reference ESMA/2017/70-8792942901-40 Section MiFID- Secondary Markets Type Report Main document ...
Final report on draft RTS on package orders for which there is a liquid market
28 February 2017
Reference ESMA70-872942901-21 Section MiFID- Secondary Markets Type Report Main document ...
ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution
11 January 2017
Reference ESMA42-1643088512-2962 Section MiFID- Investor Protection MiFID- Secondary Markets ...