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Report on sanctions and measures imposed under MiFID II in 2018

ESMA35-36-1711
17 July 2019
esma35-36-1711-report_on_mifid_ii_sanctions_measures_investigations.pdf Style ESMA document ... Reference ESMA35-36-1711 Section MiFID- Investor Protection Type Report Main document ...

Final report_Call for evidence Periodic Auctions

ESMA70-156-1035
11 June 2019
Reference ESMA70-156-1035 Section MiFID- Secondary Markets Type Final Report Main document ...

Supervisory Briefing PreTradeTransparency Non-Equity Instruments

ESMA70-156-835
03 June 2019
Reference ESMA70-156-835 Section MiFID- Secondary Markets Supervisory convergence Type Report Main ...

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD

ESMA22-106-1683
26 March 2019
Reference ESMA22-106-1683 Section Securities and Markets Stakeholder Group Type Report Main document smsg_sustainability_advice_paper.pdf Style ESMA document ...

Final report on the proposed amendments to RTS 11

ESMA70-156-834
14 December 2018
Reference ESMA70-156-834 Section MiFID- Secondary Markets Type Final Report Main document ...

Follow-up Report to the Peer Review on MiFID Suitability Requirements

ESMA42-111-4653
24 July 2018
Reference ESMA42-111-4653 Section MiFID- Investor Protection Type Report Main document ... esma42-111-4653_follow-up_report_to_the_peer_review_on_mifid_suitability_requirements.pdf Style ESMA document ...

Product Intervention Analysis CFDs

ESMA50-162-215
01 June 2018
Reference ESMA50-162-215 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...

Product Intervention Analysis Binary Options

ESMA50-162-214
01 June 2018
Reference ESMA50-162-214 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-869
28 May 2018
Reference ESMA35-43-869 Section MiFID- Investor Protection Type Final Report Main document ...

Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1)

ESMA70-156-354
26 March 2018
Reference ESMA70-156-354 Section MiFID- Secondary Markets Type Final Report Main document ...

Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...

Final report on draft RTS on the trading obligation for derivatives under MiFIR

ESMA70-156-227
29 September 2017
Reference ESMA70-156-227 Section MiFID- Secondary Markets Type Report Main document ...

Guidelines on the management body of market operators and data reporting service providers

ESMA70-154-266
28 September 2017
Reference ESMA70-154-266 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Final report on guidelines on MiFID II product governance requirements

ESMA35-43-620
02 June 2017
Reference ESMA35-43-620 Section MiFID- Investor Protection Type Final Report Main document ...

Follow-up Report to the Peer Review on MiFID Conduct of Business rules relating to fair, clear and not misleading information

ESMA42-113-627
18 May 2017
esma42-113-627_mifid_clear_and_not_misleading_information_follow_up_peer_review_report.pdf Style ESMA document ...

Final report on Guidelines on the calibration of circuit breakers and the publication and reporting of trading halts under MiFID II

ESMA70-872942901-17
06 April 2017
Reference ESMA70-872942901-17 Section MiFID- Secondary Markets Type Final Report Main document ...

Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments

ESMA/2017/70-8792942901-40
31 March 2017
Reference ESMA/2017/70-8792942901-40 Section MiFID- Secondary Markets Type Report Main document ...

Final report on draft RTS on package orders for which there is a liquid market

ESMA70-872942901-21
28 February 2017
Reference ESMA70-872942901-21 Section MiFID- Secondary Markets Type Report Main document ...

ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution

ESMA42-1643088512-2962
11 January 2017
Reference ESMA42-1643088512-2962 Section MiFID- Investor Protection MiFID- Secondary Markets ...

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