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MiFID - Secondary Markets
Final Report amending ITS on main indices and recognised exchanges under CRR
ESMA70-156-1535
11 December 2019
Reference ESMA70-156-1535 Section MiFID- Secondary Markets Type Technical Standards Main document ...
MiFID - Secondary Markets
Final report_Call for evidence Periodic Auctions
ESMA70-156-1035
11 June 2019
Reference ESMA70-156-1035 Section MiFID- Secondary Markets Type Final Report Main document ...
Audit
MiFID - Investor Protection
Sustainable finance
Final report on integrating sustainability risks and factors in the MIFID II
ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...
MiFID - Secondary Markets
Final report on the proposed amendments to RTS 11
ESMA70-156-834
14 December 2018
Reference ESMA70-156-834 Section MiFID- Secondary Markets Type Final Report Main document ...
MiFID - Secondary Markets
ESMA opinion on MiFID II RTS 1
esma70-156-769
21 September 2018
Reference esma70-156-769 Section MiFID- Secondary Markets Type Technical Standards Main document ...
MiFID - Secondary Markets
Call for expressions of interest - SMSC CWG Renewal
ESMA70-154-652
17 July 2018
Reference ESMA70-154-652 Section MiFID- Secondary Markets Type Vacancy Main document ...
MiFID - Secondary Markets
Application form - SMSC CWG Renewal 2018
ESMA70-154-651
17 July 2018
Reference ESMA70-154-651 Section MiFID- Secondary Markets Type Vacancy Main document ...
MiFID - Investor Protection
Guidelines on certain aspects of the MiFID II suitability requirements
ESMA35-43-869
28 May 2018
Reference ESMA35-43-869 Section MiFID- Investor Protection Type Final Report Main document ...
MiFID - Secondary Markets
Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1)
ESMA70-156-354
26 March 2018
Reference ESMA70-156-354 Section MiFID- Secondary Markets Type Final Report Main document ...
MiFID - Investor Protection
Supervisory convergence
Peer review on certain aspects of the compliance function under Mi-FID I
ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...
Guidelines and Technical standards
MiFID - Secondary Markets
Guidelines on the management body of market operators and data reporting service providers
ESMA70-154-266
28 September 2017
Reference ESMA70-154-266 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...
MiFID - Investor Protection
Final report on guidelines on MiFID II product governance requirements
ESMA35-43-620
02 June 2017
Reference ESMA35-43-620 Section MiFID- Investor Protection Type Final Report Main document ...
MiFID - Secondary Markets
Final report on Guidelines on the calibration of circuit breakers and the publication and reporting of trading halts under MiFID II
ESMA70-872942901-17
06 April 2017
Reference ESMA70-872942901-17 Section MiFID- Secondary Markets Type Final Report Main document ...
MiFID - Secondary Markets
Final Draft RTS on packaged orders
ESMA70-872942901-21 - annex
28 February 2017
Reference ESMA70-872942901-21- annex Section MiFID- Secondary Markets Type Technical Standards ...
MiFID - Secondary Markets
Revised ESMA draft MiFID ITS — position reporting of commodity derivatives
ESMA70-872942901-3
09 February 2017
Reference ESMA70-872942901-3 Section MiFID- Secondary Markets Type Technical Standards Main ...
Guidelines and Technical standards
MiFID - Secondary Markets
Final Report - Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II
2016/1451
10 October 2016
Report Main document 2016-1451_final_report_on_guidelines_mifid_ii_transaction_reporting.pdf Style ESMA ... Reference 2016/1451 Section Guidelines and Technical standards MiFID- Secondary Markets Type Final ...
Guidelines and Technical standards
Post Trading
MiFID - Secondary Markets
Draft RTS on indirect clearing arrangements under EMIR and MiFIR
2016/725
26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary ...
MiFID - Secondary Markets
Final Report on RTS on reporting obligations under Article 26 of MiFIR
2016/653
04 May 2016
Reference 2016/653 Section MiFID- Secondary Markets Type Final Report Main document ...
MiFID - Investor Protection
Supervisory convergence
Suitability Peer Review - Annex
2016/585
07 April 2016
Reference 2016/585 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...
MiFID - Investor Protection
Supervisory convergence
Suitability Peer Review - Final Report
2016/584
07 April 2016
Reference 2016/584 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...