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Final Report amending ITS on main indices and recognised exchanges under CRR

ESMA70-156-1535
11 December 2019
Reference ESMA70-156-1535 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Final report_Call for evidence Periodic Auctions

ESMA70-156-1035
11 June 2019
Reference ESMA70-156-1035 Section MiFID- Secondary Markets Type Final Report Main document ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
05 June 2019
Recommendations Main document esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1.pdf Translated ... versions esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ... _annex_1_bg.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1_cs.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ...

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
21 December 2018
Main document esma-70-156-869_guidelines_on_the_application_of_c6_and_c7_of_annex_1_of_mifid_ii ... Reference ESMA-70-156-869 Section MiFID- Secondary Markets Type Guidelines & Recommendations ...

Final report on the proposed amendments to RTS 11

ESMA70-156-834
14 December 2018
Reference ESMA70-156-834 Section MiFID- Secondary Markets Type Final Report Main document ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-1163
06 November 2018
esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements.pdf Translated versions ... esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_bg.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ... _suitability_requirements_cs.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_da.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ...

BoS Decision Notice AT Guidelines Withdrawal

ESMA70-154-803
03 October 2018
Reference ESMA70-154-803 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

ESMA opinion on MiFID II RTS 1

esma70-156-769
21 September 2018
Reference esma70-156-769 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-869
28 May 2018
Reference ESMA35-43-869 Section MiFID- Investor Protection Type Final Report Main document ...

Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1)

ESMA70-156-354
26 March 2018
Reference ESMA70-156-354 Section MiFID- Secondary Markets Type Final Report Main document ...

Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
21 March 2018
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Guidelines on MiFID II product governance requirements

ESMA35-43-620
05 February 2018
esma35-43-620_guidelines_on_mifid_ii_product_governance_requirements.pdf Translated versions esma35-43-620_guidelines_on_mifid_ii ... _product_governance_bg.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_cs.pdf esma35-43-620_guidelines_on_mifid_ii ... _product_governance_da.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_de.pdf esma35-43-620_guidelines_on_mifid_ii ...

Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...

Guidelines on the management body of market operators and data reporting service providers

ESMA70-154-266
28 September 2017
Reference ESMA70-154-266 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Guidelines on the management body of market operators and data reporting services providers

ESMA70-154-271
28 September 2017
ESMA70-154-271 Section Guidelines and Technical standards MiFID- Secondary Markets Type Guidelines & ...

Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
26 September 2017
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Transaction reporting, order record keeping and clock synchronisation under MiFID II - track changes

ESMA/2016/1452 TC
08 August 2017
Main document 2016-1452_guidelines_mifid_ii_transaction_reporting_tc.pdf Style ESMA document ... Reference ESMA/2016/1452 TC Section MiFID- Secondary Markets Type Guidelines & Recommendations ...

Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

2016/1452
08 August 2017
Recommendations Main document 2016-1452_guidelines_mifid_ii_transaction_reporting.pdf Translated versions ... esma-2016-1452_guidelines_mifid_ii_transaction_reporting_bg.pdf esma-2016-1452_guidelines_mifid_ii ... _transaction_reporting_cs.pdf esma-2016-1452_guidelines_mifid_ii_transaction_reporting_da.pdf esma-2016-1452_guidelines_mifid_ii ...

Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II

ESMA70-872942901-63
27 June 2017
Recommendations Main document esma70-872942901-63_mifid_ii_guidelines_on_trading_halts.pdf Translated versions ... ESMA70-872942901-63 Section Guidelines and Technical standards MiFID- Secondary Markets Type Guidelines & ...

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