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Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)

ESMA35-43-1076
11 February 2020
Reference ESMA35-43-1076 Section Guidelines and Technical standards MiFID- Investor Protection ...

Compliance table - Guidelines on cross-selling practices (ESMA/2016/574)

ESMA35-43-1968
11 February 2020
Reference ESMA35-43-1968 Section Guidelines and Technical standards MiFID- Investor Protection ...

Final Report amending ITS on main indices and recognised exchanges under CRR

ESMA70-156-1535
11 December 2019
Reference ESMA70-156-1535 Section MiFID- Secondary Markets Type Technical Standards Main document ...

PR on MIFID II Review Report No. 1

ESMA71-99-1248
05 December 2019
document esma71-99-1248_press_release_mifid_ii_review_no1.pdf Style ESMA document Related documents MiFID ... Reference ESMA71-99-1248 Section MiFID- Secondary Markets Press Releases Type Press Release Main ... II/MiFIR Review Report No. 1 ...

Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II - COMPLIANCE TABLE

ESMA70-156-1411
03 September 2019
_annex_1_of_mifid_ii_-_compliance_table.pdf Style ESMA document ... Reference ESMA70-156-1411 Section MiFID- Secondary Markets Type Compliance table Main document ...

Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787)

ESMA35-43-1542
23 July 2019
Reference ESMA35-43-1542 Section Guidelines and Technical standards MiFID- Investor Protection ...

Press_Release_ESMA launches consultation on cost of market data and consolidated tape

ESMA70-156-1065
12 July 2019
Reference ESMA70-156-1065 Section MiFID- Secondary Markets Press Releases Type Press Release Main ...

Compliance table on Guidelines on MiFID II suitability requirements

ESMA35-43-1430
20 June 2019
esma35-43-1430_compliance_table_on_guidelines_on_mifid_ii_suitability_requirements.pdf Style ESMA document ... Reference ESMA35-43-1430 Section Guidelines and Technical standards MiFID- Investor Protection ...

Final report_Call for evidence Periodic Auctions

ESMA70-156-1035
11 June 2019
Reference ESMA70-156-1035 Section MiFID- Secondary Markets Type Final Report Main document ...

ESMA adjusts application of the trading obligation for shares in a no-deal Brexit

ESMA71-99-1168
29 May 2019
Reference ESMA71-99-1168 Section Brexit MiFID- Secondary Markets Press Releases Type Press Release ...

ESMA adjusts application of the trading obligation for shares in a no-deal Brexit

ESMA71-99-1168
29 May 2019
Reference ESMA71-99-1168 Section Brexit MiFID- Secondary Markets Press Releases Type Press Release ...

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

ESMA issues four positive opinions on national product intervention measures

ESMA71-99-1138
02 April 2019
Reference ESMA71-99-1138 Section MiFID- Investor Protection Press Releases Type Press Release Main ...

ESMA renews CFD measures from 1 May 2019

ESMA71-99-1130
27 March 2019
Reference ESMA71-99-1130 Section MiFID- Investor Protection Press Releases Type Press Release Main ...

Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II

ESMA70-145-1345
21 March 2019
esma-70-145-1345_compliance_table_mifid_ii_guidelines_on_transaction_reporting.pdf Style ESMA document ... Reference ESMA70-145-1345 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

ESMA to renew prohibition on binary options for a further three months

ESMA71-99-1057
18 February 2019
Reference ESMA71-99-1057 Section MiFID- Investor Protection Type Press Release Main document ...

ESMA renews CFD measures from February 1

ESMA71-99-1078
19 December 2018
Reference ESMA71-99-1078 Section MiFID- Investor Protection Press Releases Type Press Release Main ...

Press release - ESMA consults on measures to promote sustainability in EU capital markets

ESMA71-99-1085
19 December 2018
Reference ESMA71-99-1085 Section Credit Rating Agencies Fund Management MiFID- Investor Protection ...

Press Release - Final Report on tick size regime

ESMA71-99-1074
14 December 2018
Reference ESMA71-99-1074 Section MiFID- Secondary Markets Press Releases Type Press Release Main ...

Final report on the proposed amendments to RTS 11

ESMA70-156-834
14 December 2018
Reference ESMA70-156-834 Section MiFID- Secondary Markets Type Final Report Main document ...

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