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Annex (Template for the Assessment of Collective Suitability)

ESMA71-99-608
02 October 2017
Reference ESMA71-99-608 Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Guidelines on the management body of market operators and data reporting service providers

ESMA70-154-266
28 September 2017
Reference ESMA70-154-266 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Annex I - Template for the assessment of collective suitability

2016/1529 ANNEX
31 October 2016
Reference 2016/1529 ANNEX Section Guidelines and Technical standards MiFID- Investor Protection ...

Final Report - Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

2016/1451
10 October 2016
Report Main document 2016-1451_final_report_on_guidelines_mifid_ii_transaction_reporting.pdf Style ESMA ... Reference 2016/1451 Section Guidelines and Technical standards MiFID- Secondary Markets Type Final ...

Draft RTS on indirect clearing arrangements under EMIR and MiFIR

2016/725
26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary ...

Final report Guidelines on certain aspects of the MiFID suitability requirements

2012/387
06 July 2012
Reference 2012/387 Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009

2011/461
22 December 2011
Reference 2011/461 Section Credit Rating Agencies Type Technical Standards Main document 2011_461.pdf Style ESMA document ...