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Guidelines and Technical standards
MiFID - Secondary Markets
Guidelines on the management body of market operators and data reporting service providers
ESMA70-154-266
28 September 2017
Reference ESMA70-154-266 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...
Guidelines and Technical standards
MiFID - Secondary Markets
Final Report - Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II
2016/1451
10 October 2016
Report Main document 2016-1451_final_report_on_guidelines_mifid_ii_transaction_reporting.pdf Style ESMA ... Reference 2016/1451 Section Guidelines and Technical standards MiFID- Secondary Markets Type Final ...
Guidelines and Technical standards
Post Trading
MiFID - Secondary Markets
Draft RTS on indirect clearing arrangements under EMIR and MiFIR
2016/725
26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary ...
Guidelines and Technical standards
MiFID - Investor Protection
Final report Guidelines on certain aspects of the MiFID suitability requirements
2012/387
06 July 2012
Reference 2012/387 Section Guidelines and Technical standards MiFID- Investor Protection Type ...
CESR Archive
Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review-Standardisation and Organised Platform Trading of OTC Derivatives
10-1210
21 December 2010
Reference 10-1210 Section CESR Archive Type Final Report Main document 10_1210.pdf Style ESMA document ...
CESR Archive
CESR second set of Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information
MiFID Review Compiled Version 2nd set
13 October 2010
Reference MiFID Review Compiled Version 2nd set Section CESR Archive Type Final Report Main ... document compiled_version_technical_advice_and_additional_information_mifid_review_2.pdf Style ESMA ...
CESR Archive
Responses to the Commission’s request for additional information in relation to the MiFID Review
10-1254
13 October 2010
Reference 10-1254 Section CESR Archive Type Final Report Main document 10_1254.pdf Style ESMA document ...
CESR Archive
Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Equity Markets
10-975
13 October 2010
Reference 10-975 Section CESR Archive Type Final Report Main document 10_975.pdf Style ESMA document ...
CESR Archive
Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets Transparency
10-851
13 October 2010
Reference 10-851 Section CESR Archive Type Final Report Main document 10_851.pdf Style ESMA document ...
CESR Archive
Responses to the Commission’s request for additional information in relation to the MiFID Review
10-1254
13 October 2010
Reference 10-1254 Section CESR Archive Type Final Report Main document 1-10_1254.pdf Style ESMA document ...
CESR Archive
CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information
MiFID Review Compiled Version
29 July 2010
Reference MiFID Review Compiled Version Section CESR Archive Type Final Report Main document ... compiled_version_technical_advice_and_additional_information_mifid_review.pdf Style ESMA document ...
CESR Archive
CESR Technical Advice to the European Commission in the Context of the MiFID Review - Equity Markets
10-802
29 July 2010
10_802_technical_advice_mifid_review_equity_markets.pdf Style ESMA document ...
CESR Archive
CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity Markets Transparency
10-799
29 July 2010
10_799_technical_advice_mifid_review_non_equity_markets_transparency_u_2_.pdf Style ESMA document ...
CESR Archive
CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting
10-808
29 July 2010
10_808_technical_advice_mifid_review_transaction_reporting.pdf Style ESMA document ...
CESR Archive
CESR Technical Advice to the European Commission in the context of the MiFID Review - Investor Protection and Intermediaries
10-859
29 July 2010
10_859_technical_advice_mifid_review_investor_protection_and_intermediaries.pdf Style ESMA document ...
CESR Archive
CESR’s Responses to Questions 15-18 and 20-25 of the European Commission Request for Additional Information in Relation to the Review of MiFID
10-860
29 July 2010
_commission_request_for_additional_information_in_relation_to_the_mifid_review.pdf Style ESMA document ...
CESR Archive
Feedback statement - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements
09-558
03 November 2009
Reference 09-558 Section CESR Archive Type Final Report Main document 09_558.pdf Style ESMA document ...
CESR Archive
Report - Impact of MiFID on equity secondary markets functioning
09-355
10 June 2009
Reference 09-355 Section CESR Archive Type Final Report Main document 09_355.pdf Style ESMA document ...
CESR Archive
CESR Report on the mapping of supervisory powers, supervisory practices, administrative and criminal sanctioning regimes of Member States in relation to the Markets in Financial Instruments Directive (MiFID).
08-220
16 February 2009
Reference 08-220 Section CESR Archive Type Final Report Main document 08_220_.pdf Style ESMA document ...
CESR Archive
Individual answers from CESR Members
08-514b annex 2
17 October 2008
08_514b_annex_ii.pdf Style ESMA document ...