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Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-869
28 May 2018
Reference ESMA35-43-869 Section MiFID- Investor Protection Type Final Report Main document ...

Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...

Final report on guidelines on MiFID II product governance requirements

ESMA35-43-620
02 June 2017
Reference ESMA35-43-620 Section MiFID- Investor Protection Type Final Report Main document ...

Suitability Peer Review - Annex

2016/585
07 April 2016
Reference 2016/585 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Suitability Peer Review - Final Report

2016/584
07 April 2016
Reference 2016/584 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Final report - Guidelines on cross-selling practices

2015/1861
22 December 2015
Reference 2015/1861 Section MiFID- Investor Protection Type Final Report Main document ...

Final report on guidelines for the assessment of knowledge and competence

2015/1886
17 December 2015
Reasons for publication 1.            Article 25(1) of Directive 2014/65/EU (MiFID II) states that ... 2.            The European Securities and Markets Authority is required by Article 25(9) of MiFID II to develop ... 7.            Section II briefly summarises the feedback to the CP and the main responses from ESMA. ...

Final Report on complex debt instruments and structured deposits

2015/1783
30 November 2015
Reference 2015/1783 Section MiFID- Investor Protection Type Final Report Main document ...

Best Execution under MiFID

2015/494
25 February 2015
regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating ... Luxembourg, Malta, Poland and Spain. Reference 2015/494 Section MiFID- Investor Protection Supervisory ... convergence Type Final Report Main document 2015-494_peer_review_report_on_best_execution_under_mifid ...

Final report Guidelines on certain aspects of the MiFID suitability requirements

2012/387
06 July 2012
Reference 2012/387 Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review-Standardisation and Organised Platform Trading of OTC Derivatives

10-1210
21 December 2010
Reference 10-1210 Section CESR Archive Type Final Report Main document 10_1210.pdf Style ESMA document ...

CESR second set of Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information

MiFID Review Compiled Version 2nd set
13 October 2010
Reference MiFID Review Compiled Version 2nd set Section CESR Archive Type Final Report Main ... document compiled_version_technical_advice_and_additional_information_mifid_review_2.pdf Style ESMA ...

Responses to the Commission’s request for additional information in relation to the MiFID Review

10-1254
13 October 2010
Reference 10-1254 Section CESR Archive Type Final Report Main document 10_1254.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Equity Markets

10-975
13 October 2010
Reference 10-975 Section CESR Archive Type Final Report Main document 10_975.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets Transparency

10-851
13 October 2010
Reference 10-851 Section CESR Archive Type Final Report Main document 10_851.pdf Style ESMA document ...

Responses to the Commission’s request for additional information in relation to the MiFID Review

10-1254
13 October 2010
Reference 10-1254 Section CESR Archive Type Final Report Main document 1-10_1254.pdf Style ESMA document ...

CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information

MiFID Review Compiled Version
29 July 2010
Reference MiFID Review Compiled Version Section CESR Archive Type Final Report Main document ... compiled_version_technical_advice_and_additional_information_mifid_review.pdf Style ESMA document ...

CESR Technical Advice to the European Commission in the Context of the MiFID Review - Equity Markets

10-802
29 July 2010
10_802_technical_advice_mifid_review_equity_markets.pdf Style ESMA document ...

CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity Markets Transparency

10-799
29 July 2010
10_799_technical_advice_mifid_review_non_equity_markets_transparency_u_2_.pdf Style ESMA document ...