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Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting

ESMA35-43-1410
20 December 2019
esma35-43-1410_mifid_ii_contact_point_information_for_ncas.pdf Style ESMA document ... Reference ESMA35-43-1410 Section MiFID- Investor Protection Type Reference Main document ...

ESMA35-30-658 IPISC CWG CALL FOR INTEREST

ESMA35-30-658
04 June 2019
Reference ESMA35-30-658 Section MiFID- Investor Protection Type Reference Main document ...

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

CFD Renewal 3 - Notice

ESMA35-43-1912
30 April 2019
Reference ESMA35-43-1912 Section MiFID- Investor Protection Type Reference Main document ...

MiFID II Supervisory Briefing on Appropriateness

ESMA35-36-1640
04 April 2019
2019-esma35-36-1640-mifid_ii_supervisory_briefing_on_appropriateness.pdf Style ESMA document ... Reference ESMA35-36-1640 Section MiFID- Investor Protection Type Reference Main document ...

BO Renewal Decision 3 Notice

ESMA35-43-1862
27 March 2019
Reference ESMA35-43-1862 Section MiFID- Investor Protection Type Reference Main document ...

Presentation on CPs MIFID-UCITS-AIFMD

esma35-36-1590
22 March 2019
Reference esma35-36-1590 Section Fund Management MiFID- Investor Protection MiFID- Secondary ... Markets Type Reference Main document esma35-36-1590_presentations_cps_on_mifid-ucits-aifmd.pdf Style ESMA ...

MiFID II supervisory briefing on the use of third-country branches by EU firms

ESMA35-43-1493
11 February 2019
esma35-43-1493_mifid_ii_supervisory_briefing_on_the_use_of_third-country_branches_by_eu_firms.pdf Style ESMA document ... Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

MiFID II Supervisory Briefing on Suitability

ESMA35-43-1206
13 November 2018
esma35-43-1206_mifid_ii_supervisory_briefing_on_suitability.pdf Style ESMA document ... Reference ESMA35-43-1206 Section MiFID- Investor Protection Type Reference Main document ...

Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options

ESMA35-43-1391
01 October 2018
Reference ESMA35-43-1391 Section MiFID- Investor Protection Type Reference Main document ...

Notice of ESMA's Product Intervention Decisions on CFDs and binary options

ESMA35-43-1135
01 June 2018
Reference ESMA35-43-1135 Section MiFID- Investor Protection Warnings and publications for ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-869
28 May 2018
Reference ESMA35-43-869 Section MiFID- Investor Protection Type Final Report Main document ...

IPISC Terms of Reference

ESMA35-30-643
18 May 2018
Reference ESMA35-30-643 Section MiFID- Investor Protection Type Reference Main document ...

FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors

ESMA71-98-125
27 March 2018
Reference ESMA71-98-125 Section MiFID- Investor Protection Type Reference Main document ...

Additional information on the agreed product intervention measures relating to contracts for differences and binary options

ESMA35-43-1000
26 March 2018
Reference ESMA35-43-1000 Section MiFID- Investor Protection Type Reference Main document esma35 ...

Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...

Annex (Template for the Assessment of Collective Suitability)

ESMA71-99-608
02 October 2017
Reference ESMA71-99-608 Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Delegation Agreement between Finanssivalvonta and Finansinspektionen

Delegation agreement - FI/DK
07 September 2017
Reference Delegation agreement- FI/DK Section MiFID- Investor Protection MiFID- Secondary Markets ...

Delegation Agreement between Finanstilsynet and Finansinspektionen

Delegation agreement - SE/DK
16 June 2017
Reference Delegation agreement- SE/DK Section MiFID- Investor Protection MiFID- Secondary Markets ...

Final report on guidelines on MiFID II product governance requirements

ESMA35-43-620
02 June 2017
Reference ESMA35-43-620 Section MiFID- Investor Protection Type Final Report Main document ...