SEARCH

REFINE YOUR SEARCH

Your filters
Final Report X Investor Warning X MiFID - Investor Protection X Post Trading X
Reset all filters

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-869
28 May 2018
Reference ESMA35-43-869 Section MiFID- Investor Protection Type Final Report Main document ...

ESA warning on virtual currencies

ESMA50-164-1284
12 February 2018
Reference ESMA50-164-1284 Section Joint Committee MiFID- Investor Protection Type Investor Warning ...

Peer review on certain aspects of the compliance function under Mi-FID I

ESMA42-111-4285
29 November 2017
Reference ESMA42-111-4285 Section MiFID- Investor Protection Supervisory convergence Type Final ...

Final report on guidelines on MiFID II product governance requirements

ESMA35-43-620
02 June 2017
Reference ESMA35-43-620 Section MiFID- Investor Protection Type Final Report Main document ...

Warning about CFDs, binary options and other speculative products

2016/1166
25 July 2016
Reference 2016/1166 Section MiFID- Investor Protection Warnings and publications for investors ...

Draft RTS on indirect clearing arrangements under EMIR and MiFIR

2016/725
26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary ...

Suitability Peer Review - Annex

2016/585
07 April 2016
Reference 2016/585 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Suitability Peer Review - Final Report

2016/584
07 April 2016
Reference 2016/584 Section MiFID- Investor Protection Supervisory convergence Type Final Report ...

Review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts

2016/429
05 April 2016
the legislative mandates related to the draft RTS (Annex I), the ESMA cost-benefit-analysis (Annex II) and ...

Final report - Guidelines on cross-selling practices

2015/1861
22 December 2015
Reference 2015/1861 Section MiFID- Investor Protection Type Final Report Main document ...

Final report on guidelines for the assessment of knowledge and competence

2015/1886
17 December 2015
Reasons for publication 1.            Article 25(1) of Directive 2014/65/EU (MiFID II) states that ... 2.            The European Securities and Markets Authority is required by Article 25(9) of MiFID II to develop ... 7.            Section II briefly summarises the feedback to the CP and the main responses from ESMA. ...

Final Report on complex debt instruments and structured deposits

2015/1783
30 November 2015
Reference 2015/1783 Section MiFID- Investor Protection Type Final Report Main document ...

Best Execution under MiFID

2015/494
25 February 2015
regulators (national competent authorities or NCAs) supervise and enforce the MiFID provisions relating ... Luxembourg, Malta, Poland and Spain. Reference 2015/494 Section MiFID- Investor Protection Supervisory ... convergence Type Final Report Main document 2015-494_peer_review_report_on_best_execution_under_mifid ...

Risker med att investera i komplexa produkter

2014/154 SV
07 February 2014
Reference 2014/154 SV Section MiFID- Investor Protection Warnings and publications for investors ...

Riesgos de las inversiones en productos complejos

2014/154 ES
07 February 2014
Reference 2014/154 ES Section MiFID- Investor Protection Warnings and publications for investors ...

Tveganja, ki jih prinašajo naložbe v kompleksne produkte

2014/154 SL
07 February 2014
Reference 2014/154 SL Section MiFID- Investor Protection Warnings and publications for investors ...

Riziká investovania do komplexných produktov

2014/154 SK
07 February 2014
Reference 2014/154 SK Section MiFID- Investor Protection Warnings and publications for investors ...

Riscurile investirii în produse complexe

2014/154 RO
07 February 2014
Reference 2014/154 RO Section MiFID- Investor Protection Warnings and publications for investors ...

Os riscos de investir em produtos complexos

2014/154 PT
07 February 2014
Reference 2014/154 PT Section MiFID- Investor Protection Warnings and publications for investors ...