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Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR

ESMA35-43-2131
31 January 2020
Reference ESMA35-43-2131 Section MiFID- Investor Protection Type Consultation Paper Main document ...

Consultation Paper on Position Limits

ESMA70-156-1484
05 November 2019
Reference ESMA70-156-1484 Section MiFID- Secondary Markets Type Consultation Paper Main document ...

Alignment of MiFIR with the changes introduced by EMIR Refit

ESMA70-156-1555
04 October 2019
Reference ESMA70-156-1555 Section MiFID- Secondary Markets Post Trading Type Consultation Paper ...

Call for evidence on MiFID II product intervention powers

ESMA-35-43-2090
30 September 2019
esma-35-43-2090_call_for_evidence_on_mifid_ii_product_intervention_powers.pdf Style ESMA document ... Reference ESMA-35-43-2090 Section MiFID- Investor Protection Type Consultation Paper Main document ...

Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II

ESMA35-43-1905
17 July 2019
call_for_evidence_impact_of_the_inducements_and_costs_and_charges_disclosure_requirements_under_mifid_ii ... Reference ESMA35-43-1905 Section MiFID- Investor Protection Type Consultation Paper Main document ...

Consultation paper on compliance function guidelines

ESMA35-43-2019
15 July 2019
Reference ESMA35-43-2019 Section MiFID- Investor Protection Type Consultation Paper Main document ...

CP_MiFID review report_cost of market data and consolidated tape equity

ESMA70-156-1065
12 July 2019
Reference ESMA70-156-1065 Section MiFID- Secondary Markets Type Consultation Paper Main document ... esma70-156-1065_cp_mifid_review_report_cost_of_market_data_and_consolidated_tape_equity.pdf Style ESMA document ...

CP amending ITS on main indices and recognised exchanges under CRR

ESMA70-156-864
24 May 2019
Reference ESMA70-156-864 Section MiFID- Secondary Markets Type Consultation Paper Main document ...

CFD Renewal Decision (2) Notice

ESMA35-43-1562
31 January 2019
Reference ESMA35-43-1562 Section MiFID- Investor Protection Type Decision Main document ...

ESMA35-43-1533 Binary Options Renewal Decision Notice

ESMA35-43-1533
21 December 2018
Reference ESMA35-43-1533 Section MiFID- Investor Protection Type Decision Main document ...

Consultation paper on integrating sustainability risks and factors in MiFID II

ESMA35-43-1210
19 December 2018
2018-esma35-43-1210-_ipisc_cp_mifid_ii_sustainability.pdf Style ESMA document ... Reference ESMA35-43-1210 Section MiFID- Investor Protection Type Consultation Paper Main document ...

Consulation paper on integrating sustainability risks and factors in MiFID II

ESMA35-43-1210
19 December 2018
2018-esma35-43-1210-_ipisc_cp_mifid_ii_sustainability.pdf Style ESMA document ... Reference ESMA35-43-1210 Section MiFID- Investor Protection Type Consultation Paper Main document ...

CFD Renewal Decision Notice

ESMA35-43-1397
31 October 2018
Reference ESMA35-43-1397 Section MiFID- Investor Protection Type Decision Main document ...

Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits

ESMA70-155-5905
11 October 2018
Reference ESMA70-155-5905 Section Board of Supervisors MiFID- Secondary Markets Type Decision Main ...

Delegation third country TV post trade transparency

ESMA70-155-5775
11 October 2018
Reference ESMA70-155-5775 Section Board of Supervisors MiFID- Secondary Markets Type Decision Main ...

Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients

ESMA35-43-904
18 January 2018
Reference ESMA35-43-904 Section MiFID- Investor Protection Type Consultation Paper Main document ...

Consultation paper on proposed amendment to MiFID II RTS 1

ESMA70-156-275
09 November 2017
Reference ESMA70-156-275 Section MiFID- Secondary Markets Type Consultation Paper Main document ...

Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-748
13 July 2017
Reference ESMA35-43-748 Section MiFID- Investor Protection Type Consultation Paper Main document ...

Consultation paper trading obligation for derivatives under MiFIR

ESMA70-156-71
19 June 2017
Reference ESMA70-156-71 Section MiFID- Secondary Markets Type Consultation Paper Main document ...

Update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation

33-9-149
04 April 2017
equivalence. This Methodological Framework is provided in Annex II of the 2011 Guidelines on Endorsement. By ...

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