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Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR

ESMA35-43-2131
31 January 2020
Reference ESMA35-43-2131 Section MiFID- Investor Protection Type Consultation Paper Main document ...

MiFID II/MiFIR Review Report No. 1

ESMA70-156-1606
05 December 2019
mifid_ii_mifir_review_report_no_1_on_prices_for_market_data_and_the_equity_ct.pdf Style ESMA document ... Reference ESMA70-156-1606 Section MiFID- Secondary Markets Type Report Main document ...

Consultation Paper on Position Limits

ESMA70-156-1484
05 November 2019
Reference ESMA70-156-1484 Section MiFID- Secondary Markets Type Consultation Paper Main document ...

Alignment of MiFIR with the changes introduced by EMIR Refit

ESMA70-156-1555
04 October 2019
Reference ESMA70-156-1555 Section MiFID- Secondary Markets Post Trading Type Consultation Paper ...

Call for evidence on MiFID II product intervention powers

ESMA-35-43-2090
30 September 2019
esma-35-43-2090_call_for_evidence_on_mifid_ii_product_intervention_powers.pdf Style ESMA document ... Reference ESMA-35-43-2090 Section MiFID- Investor Protection Type Consultation Paper Main document ...

Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II

ESMA35-43-1905
17 July 2019
call_for_evidence_impact_of_the_inducements_and_costs_and_charges_disclosure_requirements_under_mifid_ii ... Reference ESMA35-43-1905 Section MiFID- Investor Protection Type Consultation Paper Main document ...

Report on sanctions and measures imposed under MiFID II in 2018

ESMA35-36-1711
17 July 2019
esma35-36-1711-report_on_mifid_ii_sanctions_measures_investigations.pdf Style ESMA document ... Reference ESMA35-36-1711 Section MiFID- Investor Protection Type Report Main document ...

Consultation paper on compliance function guidelines

ESMA35-43-2019
15 July 2019
Reference ESMA35-43-2019 Section MiFID- Investor Protection Type Consultation Paper Main document ...

CP_MiFID review report_cost of market data and consolidated tape equity

ESMA70-156-1065
12 July 2019
Reference ESMA70-156-1065 Section MiFID- Secondary Markets Type Consultation Paper Main document ... esma70-156-1065_cp_mifid_review_report_cost_of_market_data_and_consolidated_tape_equity.pdf Style ESMA document ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
05 June 2019
Recommendations Main document esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1.pdf Translated ... versions esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ... _annex_1_bg.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1_cs.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ...

Supervisory Briefing PreTradeTransparency Non-Equity Instruments

ESMA70-156-835
03 June 2019
Reference ESMA70-156-835 Section MiFID- Secondary Markets Supervisory convergence Type Report Main ...

CP amending ITS on main indices and recognised exchanges under CRR

ESMA70-156-864
24 May 2019
Reference ESMA70-156-864 Section MiFID- Secondary Markets Type Consultation Paper Main document ...

SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD

ESMA22-106-1683
26 March 2019
Reference ESMA22-106-1683 Section Securities and Markets Stakeholder Group Type Report Main document smsg_sustainability_advice_paper.pdf Style ESMA document ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
21 December 2018
Main document esma-70-156-869_guidelines_on_the_application_of_c6_and_c7_of_annex_1_of_mifid_ii ... Reference ESMA-70-156-869 Section MiFID- Secondary Markets Type Guidelines & Recommendations ...

Consultation paper on integrating sustainability risks and factors in MiFID II

ESMA35-43-1210
19 December 2018
2018-esma35-43-1210-_ipisc_cp_mifid_ii_sustainability.pdf Style ESMA document ... Reference ESMA35-43-1210 Section MiFID- Investor Protection Type Consultation Paper Main document ...

Consulation paper on integrating sustainability risks and factors in MiFID II

ESMA35-43-1210
19 December 2018
2018-esma35-43-1210-_ipisc_cp_mifid_ii_sustainability.pdf Style ESMA document ... Reference ESMA35-43-1210 Section MiFID- Investor Protection Type Consultation Paper Main document ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-1163
06 November 2018
esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements.pdf Translated versions ... esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_bg.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ... _suitability_requirements_cs.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_da.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ...

BoS Decision Notice AT Guidelines Withdrawal

ESMA70-154-803
03 October 2018
Reference ESMA70-154-803 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Follow-up Report to the Peer Review on MiFID Suitability Requirements

ESMA42-111-4653
24 July 2018
Reference ESMA42-111-4653 Section MiFID- Investor Protection Type Report Main document ... esma42-111-4653_follow-up_report_to_the_peer_review_on_mifid_suitability_requirements.pdf Style ESMA document ...

Product Intervention Analysis CFDs

ESMA50-162-215
01 June 2018
Reference ESMA50-162-215 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...

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