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Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
05 June 2019
Recommendations Main document esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1.pdf Translated ... versions esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ... _annex_1_bg.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1_cs.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
21 December 2018
Main document esma-70-156-869_guidelines_on_the_application_of_c6_and_c7_of_annex_1_of_mifid_ii ... Reference ESMA-70-156-869 Section MiFID- Secondary Markets Type Guidelines & Recommendations ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-1163
06 November 2018
esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements.pdf Translated versions ... esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_bg.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ... _suitability_requirements_cs.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_da.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ...

BoS Decision Notice AT Guidelines Withdrawal

ESMA70-154-803
03 October 2018
Reference ESMA70-154-803 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

ESMA opinion on MiFID II RTS 1

esma70-156-769
21 September 2018
Reference esma70-156-769 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
21 March 2018
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Guidelines on MiFID II product governance requirements

ESMA35-43-620
05 February 2018
esma35-43-620_guidelines_on_mifid_ii_product_governance_requirements.pdf Translated versions esma35-43-620_guidelines_on_mifid_ii ... _product_governance_bg.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_cs.pdf esma35-43-620_guidelines_on_mifid_ii ... _product_governance_da.pdf esma35-43-620_guidelines_on_mifid_ii_product_governance_de.pdf esma35-43-620_guidelines_on_mifid_ii ...

Guidelines on the management body of market operators and data reporting services providers

ESMA70-154-271
28 September 2017
ESMA70-154-271 Section Guidelines and Technical standards MiFID- Secondary Markets Type Guidelines & ...

Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
26 September 2017
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Transaction reporting, order record keeping and clock synchronisation under MiFID II - track changes

ESMA/2016/1452 TC
08 August 2017
Main document 2016-1452_guidelines_mifid_ii_transaction_reporting_tc.pdf Style ESMA document ... Reference ESMA/2016/1452 TC Section MiFID- Secondary Markets Type Guidelines & Recommendations ...

Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

2016/1452
08 August 2017
Recommendations Main document 2016-1452_guidelines_mifid_ii_transaction_reporting.pdf Translated versions ... esma-2016-1452_guidelines_mifid_ii_transaction_reporting_bg.pdf esma-2016-1452_guidelines_mifid_ii ... _transaction_reporting_cs.pdf esma-2016-1452_guidelines_mifid_ii_transaction_reporting_da.pdf esma-2016-1452_guidelines_mifid_ii ...

Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II

ESMA70-872942901-63
27 June 2017
Recommendations Main document esma70-872942901-63_mifid_ii_guidelines_on_trading_halts.pdf Translated versions ... ESMA70-872942901-63 Section Guidelines and Technical standards MiFID- Secondary Markets Type Guidelines & ...

Final Draft RTS on packaged orders

ESMA70-872942901-21 - annex
28 February 2017
Reference ESMA70-872942901-21- annex Section MiFID- Secondary Markets Type Technical Standards ...

Revised ESMA draft MiFID ITS — position reporting of commodity derivatives

ESMA70-872942901-3
09 February 2017
Reference ESMA70-872942901-3 Section MiFID- Secondary Markets Type Technical Standards Main ...

Guidelines on cross-selling practices

2016/574 EN
11 July 2016
2016/574 EN Section Guidelines and Technical standards MiFID- Investor Protection Type Guidelines & ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID

2015/1341
21 October 2015
BG  - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз. CS- Tento překlad vypracovalo Překladatelské středisko pro instituce Evropské unie. DA- Denne oversættelse er udarbejdet af Oversættelsescentret for Den Europæiske Unions ...

Annex II - CSDR TS on CSD Requirements and Internalised Settlement

2015/1457 - Annex II
28 September 2015
Reference 2015/1457- Annex II Section Post Trading Type Technical Standards Main document ... 2015-esma-1457_-_annex_ii_-_csdr_ts_on_csd_requirements_and_internalised_settlement.pdf Style ESMA document ...

2015-ESMA-1464 Annex I - draft RTS and ITS on MiFID II and MiFIR

2015-ESMA-1464 Annex I
28 September 2015
document 2015-esma-1464_annex_i_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ... Reference 2015-ESMA-1464 Annex I Section MiFID- Secondary Markets Type Technical Standards Main ...

Final Report - draft RTS and ITS on MIFID II and MiFIR

2015-ESMA-1464
28 September 2015
2015-esma-1464_-_final_report_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ... Reference 2015-ESMA-1464 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Draft RTS on prospectus related issues under the Omnibus II Directive

2015/1014
01 July 2015
-1014_-_final_report_-_draft_rts_on_prospectus_related_issues_under_the_omnibus_ii_directive.pdf Style ESMA ...

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