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Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)

ESMA35-43-1076
27 September 2019
Reference ESMA35-43-1076 Section Guidelines and Technical standards MiFID- Investor Protection ...

Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II - COMPLIANCE TABLE

ESMA70-156-1411
03 September 2019
_annex_1_of_mifid_ii_-_compliance_table.pdf Style ESMA document ... Reference ESMA70-156-1411 Section MiFID- Secondary Markets Type Compliance table Main document ...

Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787)

ESMA35-43-1542
23 July 2019
Reference ESMA35-43-1542 Section Guidelines and Technical standards MiFID- Investor Protection ...

Compliance table on Guidelines on MiFID II suitability requirements

ESMA35-43-1430
20 June 2019
esma35-43-1430_compliance_table_on_guidelines_on_mifid_ii_suitability_requirements.pdf Style ESMA document ... Reference ESMA35-43-1430 Section Guidelines and Technical standards MiFID- Investor Protection ...

Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II

ESMA70-145-1345
21 March 2019
esma-70-145-1345_compliance_table_mifid_ii_guidelines_on_transaction_reporting.pdf Style ESMA document ... Reference ESMA70-145-1345 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body

ESMA35-43-1215
06 November 2018
Reference ESMA35-43-1215 Section Guidelines and Technical standards Joint Committee MiFID ...

ESMA opinion on MiFID II RTS 1

esma70-156-769
21 September 2018
Reference esma70-156-769 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63)

ESMA70-156-177
20 September 2018
Reference ESMA70-156-177 Section MiFID- Secondary Markets Type Compliance table Main document ...

Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II

ESMA70-156-350
20 September 2018
Reference ESMA70-156-350 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

Final Draft RTS on packaged orders

ESMA70-872942901-21 - annex
28 February 2017
Reference ESMA70-872942901-21- annex Section MiFID- Secondary Markets Type Technical Standards ...

Revised ESMA draft MiFID ITS — position reporting of commodity derivatives

ESMA70-872942901-3
09 February 2017
Reference ESMA70-872942901-3 Section MiFID- Secondary Markets Type Technical Standards Main ...

Compliance table - Guidelines on cross-selling practices (ESMA/2016/574)

2016/1667
16 December 2016
Reference 2016/1667 Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886)

2016/1093
15 December 2016
Reference 2016/1093 Section Guidelines and Technical standards MiFID- Investor Protection Type ...

Annex II - CSDR TS on CSD Requirements and Internalised Settlement

2015/1457 - Annex II
28 September 2015
Reference 2015/1457- Annex II Section Post Trading Type Technical Standards Main document ... 2015-esma-1457_-_annex_ii_-_csdr_ts_on_csd_requirements_and_internalised_settlement.pdf Style ESMA document ...

2015-ESMA-1464 Annex I - draft RTS and ITS on MiFID II and MiFIR

2015-ESMA-1464 Annex I
28 September 2015
document 2015-esma-1464_annex_i_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ... Reference 2015-ESMA-1464 Annex I Section MiFID- Secondary Markets Type Technical Standards Main ...

Final Report - draft RTS and ITS on MIFID II and MiFIR

2015-ESMA-1464
28 September 2015
2015-esma-1464_-_final_report_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ... Reference 2015-ESMA-1464 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Guidelines compliance table - Guidelines on the application of definitions C6 and C7 under MiFID I

2015/1261
14 August 2015
Reference 2015/1261 Section MiFID- Secondary Markets Type Compliance table Main document ...

Draft RTS on prospectus related issues under the Omnibus II Directive

2015/1014
01 July 2015
-1014_-_final_report_-_draft_rts_on_prospectus_related_issues_under_the_omnibus_ii_directive.pdf Style ESMA ...

Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities

2015/1006
30 June 2015
2015-esma-1006_-_mifid_ii_final_report_on_mifid_ip_technical_standards.pdf Style ESMA document ... Reference 2015/1006 Section MiFID- Investor Protection Type Technical Standards Main document ...

Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms

2015/613
27 March 2015
of MiFID, instead of paragraph 4 of Article 10b of MiFID; and- the publication of MiFID II which repeals ... Article 10b(4) of the Markets in Financial Instruments Directive (MiFID) requires Member States ... proportionate information in order to assess the acquisition. Article 10a of MiFID, as amended by Article 6(4) ...