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Report on sanctions and measures imposed under MiFID II in 2018

ESMA35-36-1711
17 July 2019
esma35-36-1711-report_on_mifid_ii_sanctions_measures_investigations.pdf Style ESMA document ... Reference ESMA35-36-1711 Section MiFID- Investor Protection Type Report Main document ...

Supervisory Briefing PreTradeTransparency Non-Equity Instruments

ESMA70-156-835
03 June 2019
Reference ESMA70-156-835 Section MiFID- Secondary Markets Supervisory convergence Type Report Main ...

SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD

ESMA22-106-1683
26 March 2019
Reference ESMA22-106-1683 Section Securities and Markets Stakeholder Group Type Report Main document smsg_sustainability_advice_paper.pdf Style ESMA document ...

ESMA opinion on MiFID II RTS 1

esma70-156-769
21 September 2018
Reference esma70-156-769 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Follow-up Report to the Peer Review on MiFID Suitability Requirements

ESMA42-111-4653
24 July 2018
Reference ESMA42-111-4653 Section MiFID- Investor Protection Type Report Main document ... esma42-111-4653_follow-up_report_to_the_peer_review_on_mifid_suitability_requirements.pdf Style ESMA document ...

Product Intervention Analysis CFDs

ESMA50-162-215
01 June 2018
Reference ESMA50-162-215 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...

Product Intervention Analysis Binary Options

ESMA50-162-214
01 June 2018
Reference ESMA50-162-214 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...

Final report on draft RTS on the trading obligation for derivatives under MiFIR

ESMA70-156-227
29 September 2017
Reference ESMA70-156-227 Section MiFID- Secondary Markets Type Report Main document ...

Follow-up Report to the Peer Review on MiFID Conduct of Business rules relating to fair, clear and not misleading information

ESMA42-113-627
18 May 2017
esma42-113-627_mifid_clear_and_not_misleading_information_follow_up_peer_review_report.pdf Style ESMA document ...

Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments

ESMA/2017/70-8792942901-40
31 March 2017
Reference ESMA/2017/70-8792942901-40 Section MiFID- Secondary Markets Type Report Main document ...

Final Draft RTS on packaged orders

ESMA70-872942901-21 - annex
28 February 2017
Reference ESMA70-872942901-21- annex Section MiFID- Secondary Markets Type Technical Standards ...

Final report on draft RTS on package orders for which there is a liquid market

ESMA70-872942901-21
28 February 2017
Reference ESMA70-872942901-21 Section MiFID- Secondary Markets Type Report Main document ...

Revised ESMA draft MiFID ITS — position reporting of commodity derivatives

ESMA70-872942901-3
09 February 2017
Reference ESMA70-872942901-3 Section MiFID- Secondary Markets Type Technical Standards Main ...

ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution

ESMA42-1643088512-2962
11 January 2017
Reference ESMA42-1643088512-2962 Section MiFID- Investor Protection MiFID- Secondary Markets ...

Annex II - CSDR TS on CSD Requirements and Internalised Settlement

2015/1457 - Annex II
28 September 2015
Reference 2015/1457- Annex II Section Post Trading Type Technical Standards Main document ... 2015-esma-1457_-_annex_ii_-_csdr_ts_on_csd_requirements_and_internalised_settlement.pdf Style ESMA document ...

2015-ESMA-1464 Annex I - draft RTS and ITS on MiFID II and MiFIR

2015-ESMA-1464 Annex I
28 September 2015
document 2015-esma-1464_annex_i_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ... Reference 2015-ESMA-1464 Annex I Section MiFID- Secondary Markets Type Technical Standards Main ...

Final Report - draft RTS and ITS on MIFID II and MiFIR

2015-ESMA-1464
28 September 2015
2015-esma-1464_-_final_report_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ... Reference 2015-ESMA-1464 Section MiFID- Secondary Markets Type Technical Standards Main document ...

Draft RTS on prospectus related issues under the Omnibus II Directive

2015/1014
01 July 2015
-1014_-_final_report_-_draft_rts_on_prospectus_related_issues_under_the_omnibus_ii_directive.pdf Style ESMA ...

Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities

2015/1006
30 June 2015
2015-esma-1006_-_mifid_ii_final_report_on_mifid_ip_technical_standards.pdf Style ESMA document ... Reference 2015/1006 Section MiFID- Investor Protection Type Technical Standards Main document ...

Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms

2015/613
27 March 2015
of MiFID, instead of paragraph 4 of Article 10b of MiFID; and- the publication of MiFID II which repeals ... Article 10b(4) of the Markets in Financial Instruments Directive (MiFID) requires Member States ... proportionate information in order to assess the acquisition. Article 10a of MiFID, as amended by Article 6(4) ...