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ESMA extends consultations response dates

20 March 2020
completeness and consistency thresholds Consultation on MiFID II/ MiFIR review report on the transparency ... MiFID II and MiFIR Consultation paper on MiFIR Review Report on Transparency for Non-equity TOD ... Market Abuse MiFID- Investor Protection MiFID- Secondary Markets Securitisation Trading ...

ESMA consults on the use of No Data options in securitisation reporting

17 January 2020
exposure report (Annex II); The CP follows on from ESMA’s final report on securitisation repositories ...

SMSG advice on ESMA’s CP on the MiFID II compliance function

ESMA22106-2002
06 November 2019
Reference ESMA22106-2002 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document smsg_advice_on_compliance_requirements.pdf Style ESMA document ...

ESMA prepares for new responsibilities in 2020

01 October 2019
assessing risks with a continued emphasis on the implementation of MiFID II/MiFIR, tackling the issue ... series based on EMIR, AIFMD and MiFID II data and promoting cooperation on risk analysis; 3.     Single ... Action Plans, developing the necessary rules under EMIR 2.2/EMIR Refit and reviewing MIFID II/MiFIR; and ...

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD

ESMA22-106-1683
26 March 2019
Reference ESMA22-106-1683 Section Securities and Markets Stakeholder Group Type Report Main document smsg_sustainability_advice_paper.pdf Style ESMA document ...
27 March 2018
turnover. Annex I lists ESMA’s consultation questions, Annex II includes the Commission’s mandate to ESMA, ...

SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements

ESMA22-106-474
17 November 2017
document esma22-106-474_smsg_advice_esma_mifid_ii_suitability_guidelines.pdf Style ESMA document ...

SMSG Advice - Response to ESMA’s Consultation Paper on MiFID II product governance

2016/SMSG/024
17 January 2017
document 2016-smsg-024_smsg_advice_on_mifid_ii_product_governance.pdf Style ESMA document ...

SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II

2015/SMSG/20
24 July 2015
Reference 2015/SMSG/20 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2015-smsg-020-advice_on_knowledge_and_competence_requirements.pdf Style ESMA document ...

SMSG Contribution to the Green Paper on CMU - PART II

2015/SMSG/017 PART II
19 May 2015
Reference 2015/SMSG/017 PART II Section Securities and Markets Stakeholder Group Type SMSG Advice ... 2015-smsg-017-esma_smsg_-_part_ii_contribution_to_the_green_paper_on_cmu_quick_wins_comments.pdf Style ESMA document ...

SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive

2015/SMSG/003
22 January 2015
Reference 2015/SMSG/003 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2015-smsg-003_smsg_advice_prospectus.pdf Style ESMA document ...

SMSG advice - Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR

2014/SMSG/35
03 September 2014
Reference 2014/SMSG/35 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2014-smsg-035.pdf Style ESMA document ...

SMSG advice - Trading Venues Aspects of the Consultation Paper on MiFID II and MiFIR

2014/SMSG/36
03 September 2014
Reference 2014/SMSG/36 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2014-smsg-036.pdf Style ESMA document ...

SMSG advice - Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR

2014/SMSG/37
03 September 2014
Reference 2014/SMSG/37 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2014-smsg-037.pdf Style ESMA document ...

SMSG Advice on Guidelines on remuneration policies and practices (MiFID)

2012/SMSG/69
19 December 2012
Reference 2012/SMSG/69 Section Securities and Markets Stakeholder Group Type Letter Main document 2012-smsg-69.pdf Style ESMA document ...

Advice on Guidelines on certain aspects of the MiFID compliance function requirements

2012/SMSG/12
28 February 2012
Reference 2012/SMSG/12 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2012-smsg-12_0.pdf Style ESMA document ...

Advice on Guidelines on certain aspects of the MiFID suitability requirements

2012/SMSG/11
28 February 2012
Reference 2012/SMSG/11 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2012-smsg-11_0.pdf Style ESMA document ...