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SMSG advice on ESMA’s CP on the MiFID II compliance function

ESMA22106-2002
06 November 2019
Reference ESMA22106-2002 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document smsg_advice_on_compliance_requirements.pdf Style ESMA document ...

ESMA prepares for new responsibilities in 2020

01 October 2019
assessing risks with a continued emphasis on the implementation of MiFID II/MiFIR, tackling the issue ... series based on EMIR, AIFMD and MiFID II data and promoting cooperation on risk analysis; 3.     Single ... Action Plans, developing the necessary rules under EMIR 2.2/EMIR Refit and reviewing MIFID II/MiFIR; and ...

ESMA broadens scrutiny of multiple withholding tax reclaim schemes

02 July 2019
making it difficult to identify multiple fraudulent requests.      In relation to the MiFID II framework, ... of MiFID II. Information on the illegality of a given practice and on the degree of involvement ... MiFID II requirements have been breached. Steven Maijoor, ESMA Chair, said: “ESMA has looked into ...

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

ESMA updates Q&A on MiFIR data reporting

09 April 2019
Market Integrity MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has ...

SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD

ESMA22-106-1683
26 March 2019
Reference ESMA22-106-1683 Section Securities and Markets Stakeholder Group Type Report Main document smsg_sustainability_advice_paper.pdf Style ESMA document ...

ESMA UPDATES Q&A ON SHORT-SELLING REGULATION

14 November 2018
the identification of the relevant competent authority, following the entry into application of MiFID II/MiFIR, is no ...

Speech by ESMA Executive Director Verena Ross on LEI at the Banque de France Conference in Paris

27 June 2018
today and the Markets in Financial Instruments Directive (MiFID II) and Legal Entity Identifiers (LEIs). ... Market Integrity MiFID- Secondary Markets ESMA Executive Director Verena Ross delivered a speech ...

Speech by ESMA Executive Director Verena Ross on LEI

ESMA70-145-924
27 June 2018
Reference ESMA70-145-924 Section Market Integrity MiFID- Secondary Markets Type Speech Main ...

Webinar: ESMA staff updates on use of LEI

24 April 2018
the topic of LEI requirements under the Markets in Financial Instruments Directive (MiFID II) and ... information on the LEI is available in ESMA’s latest briefing  and the ESMA statement on LEI under MiFID II. ... Market Integrity MiFID- Secondary Markets ESMA staff recently participated in Global Financial ...

MiFID II/MiFIR data now available

04 January 2018
Market Abuse Market Integrity MiFID- Investor Protection MiFID- Secondary Markets MiFID II ... the launch of the Markets in Financial Instruments Directive II (MiFID II) and the Markets in Financial ...

ESMA ADVISES THE COMMISSION ON SPECIFIC ELEMENTS OF THE SHORT-SELLING REGULATION

21 December 2017
ESMA proposes including the different types of on-venue market making activities described in MiFID II ...

ESMA updates Q&A on MiFIR data reporting

18 December 2017
Instruments Directive (MiFID II) and Regulation (MiFIR). This document includes updated Q&As on: Unknown ... document is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR ... Market Integrity MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has ...

Press Release MiFID/MAR Transitional Transparency Calculations

ESMA50-164-1173
06 December 2017
Reference ESMA50-164-1173 Section Market Abuse Market Integrity MiFID- Secondary Markets MiFID II ... esma50-164-1173_press_release_mifid_ttc.pdf Style ESMA document ...

ESMA publishes key transparency calculations for MiFIDII/MiFIR implementation

06 December 2017
Market Abuse Market Integrity MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... Press Releases The European Securities and Markets Authority (ESMA) published today the MiFID II ... complete and timely information to facilitate compliance with the requirements of MiFID II/MiFIR and MAR by ...

ESMA MIFID and MAR Data Systems

ESMA71-99-669
06 December 2017
Reference ESMA71-99-669 Section Market Abuse Market Integrity MiFID- Secondary Markets MiFID II ... : Transparency Calculations and DVC Type Reference Main document esma71-99-669_esma_mifid ...

SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements

ESMA22-106-474
17 November 2017
document esma22-106-474_smsg_advice_esma_mifid_ii_suitability_guidelines.pdf Style ESMA document ...

ESMA launches key MiFID II and MAR financial instrument reference database

16 October 2017
ITMG Market Integrity MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... subject to MAR and MiFID II/MiFIR reference data reporting requirements. This will allow market ... Background ESMA, in order to allow for a smooth transition to the new MIFID reporting regime, began the first ...

FIRDS - Instructions on access and download of full and delta reference data files

ESMA65-8-5046
16 October 2017
Reference ESMA65-8-5046 Section ITMG Market Integrity MiFID- Secondary Markets MiFID II ...