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Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
18 February 2020
Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ...

ESMA updates Q&A on MiFIR data reporting

06 December 2019
MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

Q&A on MiFIR data reporting

ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type ...

ESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics

05 December 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... the application of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

SMSG advice on ESMA’s CP on the MiFID II compliance function

ESMA22106-2002
06 November 2019
Reference ESMA22106-2002 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document smsg_advice_on_compliance_requirements.pdf Style ESMA document ...

ESMA publishes updates its Q&As on investor protection issues

03 October 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries’ topics update answers on: Best execution ... relationship” The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory ...

ESMA updates MiFID II Q&As on transparency and market structures issues

02 October 2019
structures issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). ... supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA prepares for new responsibilities in 2020

01 October 2019
assessing risks with a continued emphasis on the implementation of MiFID II/MiFIR, tackling the issue ... series based on EMIR, AIFMD and MiFID II data and promoting cooperation on risk analysis; 3.     Single ... Action Plans, developing the necessary rules under EMIR 2.2/EMIR Refit and reviewing MIFID II/MiFIR; and ...

ESMA updates its Q&As on MiFID II and MiFIR market structure and transparency topics

12 July 2019
 under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

11 July 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries topics provide a new answer on: Best ... the application of MiFID II and MiFIR. ESMA will continue to develop this Q&A document on investor protection ...

ESMA updates MiFID II Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA updates MiFID Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA publishes a supervisory briefing on pre-trade transparency requirements in commodity derivatives

03 June 2019
MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

Supervisory Briefing PreTradeTransparency Non-Equity Instruments

ESMA70-156-835
03 June 2019
Reference ESMA70-156-835 Section MiFID- Secondary Markets Supervisory convergence Type Report Main ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

29 May 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The updated ... the application of MiFID II and MiFIR. Next steps ESMA will continue to develop this Q&A on investor ... protection topics under MiFID II and MiFIR, both adding questions and answers to the topics already covered ...

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

ESMA updates its Q&As on MiFID II and MiFIR transparency topics

02 April 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA updates its Q&AS on MiFID II and MiFIR investor protection and intermediaries

28 March 2019
protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). ... of MiFID II and MiFIR. ESMA will continue to develop this Q&A on investor protection topics under MiFID ... sections for other MiFID II investor protection areas not yet addressed in this Q&A.   ...

ESMA UPDATES ITS Q&AS ON MIFID II AND MIFIR COMMODITY DERIVATIVES TOPICS

27 March 2019
(ESMA) has today updated its  Questions and Answers  (Q&As) on MiFID II and MiFIR commodity ... derivatives topics. These Q&As provide clarification on issues related to the MiFID II/MiFIR regime for ... practices in the application of MiFID II and MiFIR. They provide responses to questions raised by market ...

SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD

ESMA22-106-1683
26 March 2019
Reference ESMA22-106-1683 Section Securities and Markets Stakeholder Group Type Report Main document smsg_sustainability_advice_paper.pdf Style ESMA document ...

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