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ESMA prepares for new responsibilities in 2020

01 October 2019
assessing risks with a continued emphasis on the implementation of MiFID II/MiFIR, tackling the issue ... series based on EMIR, AIFMD and MiFID II data and promoting cooperation on risk analysis; 3.     Single ... Action Plans, developing the necessary rules under EMIR 2.2/EMIR Refit and reviewing MIFID II/MiFIR; and ...

ESMA publishes report on the licencing of FinTech firms across Europe

12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...

ESMA PUBLISHES 2018 ANNUAL REPORT

17 June 2019
markets and financial stability MiFID II/MiFIR Data Management – successful data collection, processing ... and analysis with publication of key calculations and data under MiFID II/MiFIR; EU Derivatives Market ... identified in the 2018 annual work programme were: Supervisory convergence: implementation of MiFID II ...

ESMA publishes its 2019 Risk Assessment Work Programme

07 February 2019
AIFs and structured retail products); and o   the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...

Crypto-assets need common EU-wide approach to ensure investor protection

09 January 2019
instruments under MiFID, there are areas that require potential interpretation or re-consideration of specific ... crypto-assets may qualify as MiFID financial instruments, in which case the full set of EU financial rules would ...

ESAs publish joint report on regulatory sandboxes and innovation hubs

07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...

ESMA appoints new chairs to four Standing Committees

07 November 2018
Board of Supervisors Corporate Information Fund Management MiFID- Investor Protection Risk ...

Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits

ESMA70-155-5905
11 October 2018
Reference ESMA70-155-5905 Section Board of Supervisors MiFID- Secondary Markets Type Decision Main ...

Delegation third country TV post trade transparency

ESMA70-155-5775
11 October 2018
Reference ESMA70-155-5775 Section Board of Supervisors MiFID- Secondary Markets Type Decision Main ...

ESMA highlights progress on MiFID implementation at ECON hearing

08 October 2018
of the chairs of the three European Supervisory Authorities (ESAs).   MiFID II In his statement Mr. Maijoor ... focused on ESMA’s progress on the implementation of MiFID II: “MiFID II has given a new perspective on ... finalised soon.” “The application date of the MiFID II/MiFIR package marked the assignment of new product ...

ESMA will focus on supervisory convergence and supervision in 2019

03 October 2018
implementation of MiFID II/MiFIR, but with an added focus on utilising the data gathered under this regime ... supervision will be: ·          Supporting the consistent application of MiFID II and MiFIR along with ... (NCAs); ·          Utilising the data gathered under MiFID II/MiFIR to support its work on stable and ...

ESMA Publishes 2017 Annual Report

03 July 2018
convergence: implementation of MiFID II and MiFIR. Assessing risks: focus on data quality. Single rulebook: ...

ESMA highlights ICO risks for investors and firms

13 November 2017
the Prospectus Directive, ·         the Markets in Financial Instruments Directive (MiFID), ·         ...

Steven Maijoor on the State of European Financial Markets

17 October 2017
costs." " MiFID II will bring a range of measures that will help protect investors further. These ... products in certain circumstances." "The Key Information Document (KID), like MIFID II ... charges. The implementation of MIFID II and PRIIPS, which will both increase the transparency on costs and ...

ESMA conference examines the state of European financial markets

17 October 2017
conference, said: “MIFID II, the last major piece of the post-financial crisis regulatory agenda, will come ...

ESMA appoints new standing committee chairs

29 September 2017
Integrity MiFID- Secondary Markets Post Trading ESMA has appointed new chairs for its Corporate Finance, ...

ESMA appoints new chairs to Standing Committees

ESMA71-99-602
29 September 2017
Corporate Information Innovation and Products Market Integrity MiFID- Secondary Markets Post Trading Type ...

Product Intervention - General Statement

ESMA35-36-885
28 June 2017
being discussed for (i) CFDs and rolling spot forex and (ii) binary options include proposals that take ... speculative products to retail investors under MiFID published 31 March 2017 | [2] ESMA/2016/1166  Warning ... MiFID- Investor Protection Type Statement Main document ...

ESMA calls for consistent application of MiFIR product intervention powers

12 January 2017
3 January 2018. Currently, the powers will only apply to MiFID investment firms marketing products which ... would create a level-playing field between MiFID firms and fund management companies, ensuring we ... with certain specified features. ESMA and NCAs will also have the powers to prohibit MIFID financial ...

ESMA appoints new chairs to Standing Committees

30 September 2016
Board of Supervisors Fund Management Market Integrity MiFID- Investor Protection Press Releases ...