SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Innovation and Products X Corporate Finance X Warnings and publications for investors X
Reset all filters

ESMA publishes report on the licencing of FinTech firms across Europe

12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...

ESMA publishes its 2019 Risk Assessment Work Programme

07 February 2019
AIFs and structured retail products); and o   the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...
30 January 2019
sustainability risks and factors in MiFID II Consultation on integrating sustainability risks and factors in ... the integration of sustainability risks and factors into the Markets in Financial Instruments Directive II (MiFID ... risks and factors in MiFID II Consulation Paper on Disclosure Requirements Applicable to Credit Ratings ...

Crypto-assets need common EU-wide approach to ensure investor protection

09 January 2019
instruments under MiFID, there are areas that require potential interpretation or re-consideration of specific ... crypto-assets may qualify as MiFID financial instruments, in which case the full set of EU financial rules would ...

ESAs publish joint report on regulatory sandboxes and innovation hubs

07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...

ESMA adopts final product intervention measures on CFDs and binary options

01 June 2018
MiFID- Investor Protection Press Releases Warnings and publications for investors The European ...

ESMA71-99-973 Press Release Product Intervention EUOJ publication

ESMA71-99-973
01 June 2018
Reference ESMA71-99-973 Section MiFID- Investor Protection Press Releases Warnings and ...

Notice of ESMA's Product Intervention Decisions on CFDs and binary options

ESMA35-43-1135
01 June 2018
Reference ESMA35-43-1135 Section MiFID- Investor Protection Warnings and publications for ...

ESMA and EBA: institutions and authorities must consider retail holders of debt financial instruments in resolutions

30 May 2018
of MiFID II, they properly implement the new requirements, which include a number of provisions aiming at ... MiFID- Investor Protection Press Releases Warnings and publications for investors The European ...

PR on EBA-ESMA statement on retail holders of bail-inable instruments

ESMA71-99-987
30 May 2018
Reference ESMA71-99-987 Section MiFID- Investor Protection Press Releases Warnings and ...

Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive

ESMA71-99-991
30 May 2018
Reference ESMA71-99-991 Section MiFID- Investor Protection Warnings and publications for investors ...

Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients

ESMA71-99-910
15 December 2017
Reference ESMA71-99-910 Section MiFID- Investor Protection Warnings and publications for investors ...

ESMA issues updated statement on preparatory work in relation to CFDs, binary options and other speculative products offered to retail clients

15 December 2017
MiFID- Investor Protection Press Releases Warnings and publications for investors The European ...

ESMA highlights ICO risks for investors and firms

13 November 2017
the Prospectus Directive, ·         the Markets in Financial Instruments Directive (MiFID), ·         ...

ESMA appoints new standing committee chairs

29 September 2017
Integrity MiFID- Secondary Markets Post Trading ESMA has appointed new chairs for its Corporate Finance, ...

ESMA appoints new chairs to Standing Committees

ESMA71-99-602
29 September 2017
Corporate Information Innovation and Products Market Integrity MiFID- Secondary Markets Post Trading Type ...

Product Intervention - General Statement

ESMA35-36-885
28 June 2017
being discussed for (i) CFDs and rolling spot forex and (ii) binary options include proposals that take ... speculative products to retail investors under MiFID published 31 March 2017 | [2] ESMA/2016/1166  Warning ... MiFID- Investor Protection Type Statement Main document ...

ESMA identifies areas for improvements in shareholder identification and communication systems

05 April 2017
shareholder identification and transmission of information under the Shareholder Rights Directive (SRD II ... SRD II of an issuer’s right to identify its shareholders, it would be useful if issuers and ... to harmonise key aspects of the transmission of information and shareholder communication. Here, SRD II ...

ESMA calls for consistent application of MiFIR product intervention powers

12 January 2017
3 January 2018. Currently, the powers will only apply to MiFID investment firms marketing products which ... would create a level-playing field between MiFID firms and fund management companies, ensuring we ... with certain specified features. ESMA and NCAs will also have the powers to prohibit MIFID financial ...

Warning about CFDs, binary options and other speculative products

2016/1166
25 July 2016
Reference 2016/1166 Section MiFID- Investor Protection Warnings and publications for investors ...