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ESMA values EU derivatives markets at €735tn

09 December 2019
to the entry into force in January 2018 of the MiFID II trading obligation. Across all asset classes, exposures ...

ESMA publishes report on the licencing of FinTech firms across Europe

12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...

ESMA broadens scrutiny of multiple withholding tax reclaim schemes

02 July 2019
making it difficult to identify multiple fraudulent requests.      In relation to the MiFID II framework, ... of MiFID II. Information on the illegality of a given practice and on the degree of involvement ... MiFID II requirements have been breached. Steven Maijoor, ESMA Chair, said: “ESMA has looked into ...

ESMA updates Q&A on MiFIR data reporting

09 April 2019
Market Integrity MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has ...

Steven Maijoor Keynote speech - BETTER FINANCE 10th Anniversary 2019

ESMA71-319-93
03 April 2019
Reference ESMA71-319-93 Section Fund Management MiFID- Investor Protection Risk Analysis & ...

Steven Maijoor delivers key note speech at Better Finance 10th Anniversary Conference

03 April 2019
Fund Management MiFID- Investor Protection Risk Analysis & Economics- Markets Infrastructure ...

ESMA publishes its 2019 Risk Assessment Work Programme

07 February 2019
AIFs and structured retail products); and o   the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...
30 January 2019
sustainability risks and factors in MiFID II Consultation on integrating sustainability risks and factors in ... the integration of sustainability risks and factors into the Markets in Financial Instruments Directive II (MiFID ... risks and factors in MiFID II Consulation Paper on Disclosure Requirements Applicable to Credit Ratings ...

Press release - ESMA report finds investment product performance highly impacted by charges

ESMA71-99-1081
10 January 2019
Reference ESMA71-99-1081 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...

ESMA report finds investment product performance highly impacted by charges

10 January 2019
the relevance of disclosure of costs to investors, as required by the MiFID II, UCITS and PRIIPs rules and ... requirements of MiFID II, the UCITS and AIFM Directives. ... MiFID- Investor Protection Risk Analysis & Economics- Markets Infrastructure Investors ...

ESMA annual statistical report on performance and costs of retail investment products in the EU

ESMA50-165-731
10 January 2019
Reference ESMA50-165-731 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...

Crypto-assets need common EU-wide approach to ensure investor protection

09 January 2019
instruments under MiFID, there are areas that require potential interpretation or re-consideration of specific ... crypto-assets may qualify as MiFID financial instruments, in which case the full set of EU financial rules would ...

ESAs publish joint report on regulatory sandboxes and innovation hubs

07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...

ESMA UPDATES Q&A ON SHORT-SELLING REGULATION

14 November 2018
the identification of the relevant competent authority, following the entry into application of MiFID II/MiFIR, is no ...

ESMA appoints new chairs to four Standing Committees

07 November 2018
Board of Supervisors Corporate Information Fund Management MiFID- Investor Protection Risk ...

ESMA new SC chairs

ESMA71-99-1058
07 November 2018
Reference ESMA71-99-1058 Section Fund Management MiFID- Investor Protection Risk Analysis & ...

Speech by ESMA Executive Director Verena Ross on LEI at the Banque de France Conference in Paris

27 June 2018
today and the Markets in Financial Instruments Directive (MiFID II) and Legal Entity Identifiers (LEIs). ... Market Integrity MiFID- Secondary Markets ESMA Executive Director Verena Ross delivered a speech ...

Speech by ESMA Executive Director Verena Ross on LEI

ESMA70-145-924
27 June 2018
Reference ESMA70-145-924 Section Market Integrity MiFID- Secondary Markets Type Speech Main ...

Product Intervention Analysis CFDs

ESMA50-162-215
01 June 2018
Reference ESMA50-162-215 Section MiFID- Investor Protection Risk Analysis & Economics- Markets ...