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ESMA publishes report on the licencing of FinTech firms across Europe

12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...

ESMA broadens scrutiny of multiple withholding tax reclaim schemes

02 July 2019
making it difficult to identify multiple fraudulent requests.      In relation to the MiFID II framework, ... of MiFID II. Information on the illegality of a given practice and on the degree of involvement ... MiFID II requirements have been breached. Steven Maijoor, ESMA Chair, said: “ESMA has looked into ...

ESMA submits technical advice on Sustainable Finance to the European Commission

03 May 2019
to investment firms and investment funds, into the Markets in Financial Instruments Directive II (MiFID II ... Fund Management MiFID- Investor Protection Sustainable finance The European Securities and Markets ... (EIOPA), which has received a similar mandate regarding Solvency II and the Insurance Distribution ...

ESMA updates Q&A on MiFIR data reporting

09 April 2019
Market Integrity MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has ...

Steven Maijoor Keynote speech - BETTER FINANCE 10th Anniversary 2019

ESMA71-319-93
03 April 2019
Reference ESMA71-319-93 Section Fund Management MiFID- Investor Protection Risk Analysis & ...

Steven Maijoor delivers key note speech at Better Finance 10th Anniversary Conference

03 April 2019
Fund Management MiFID- Investor Protection Risk Analysis & Economics- Markets Infrastructure ...
28 March 2019
ELTIF managers and their trade associations, (ii) alternative investment funds managers and their trade ...

Presentation on CPs MIFID-UCITS-AIFMD

esma35-36-1590
22 March 2019
Reference esma35-36-1590 Section Fund Management MiFID- Investor Protection MiFID- Secondary ... Markets Type Reference Main document esma35-36-1590_presentations_cps_on_mifid-ucits-aifmd.pdf Style ESMA ...

ESMA publishes responses to its Consultations on Sustainable Finance

25 February 2019
risks and factors in MiFID II, and in the UCITS Directive/AIFMD. To view the responses, please click ... the links below: Consultation on integrating sustainability risks and factors in MiFID II Consultation on ... Fund Management MiFID- Investor Protection Sustainable finance The European Securities and Markets ...

Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin

13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ...

Brexit – the regulatory challenges

ESMA71-319-91
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ...

ESMA publishes its 2019 Risk Assessment Work Programme

07 February 2019
AIFs and structured retail products); and o   the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...
30 January 2019
sustainability risks and factors in MiFID II Consultation on integrating sustainability risks and factors in ... the integration of sustainability risks and factors into the Markets in Financial Instruments Directive II (MiFID ... risks and factors in MiFID II Consulation Paper on Disclosure Requirements Applicable to Credit Ratings ...

Crypto-assets need common EU-wide approach to ensure investor protection

09 January 2019
instruments under MiFID, there are areas that require potential interpretation or re-consideration of specific ... crypto-assets may qualify as MiFID financial instruments, in which case the full set of EU financial rules would ...

ESAs publish joint report on regulatory sandboxes and innovation hubs

07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...

Press release - ESMA consults on measures to promote sustainability in EU capital markets

ESMA71-99-1085
19 December 2018
Reference ESMA71-99-1085 Section Credit Rating Agencies Fund Management MiFID- Investor Protection ...

ESMA consults on measures to promote sustainability in EU capital markets

19 December 2018
Financial Instruments Directive II (MiFID II) (securities trading) and the Alternative Investment Fund ... in the UCITS Directive, AIFMD and MiFID II by 30 April 2019. ESMA, along with the consultations, will ... factors in MiFID II Consultation on integrating sustainability risks and factors in the UCITS Directive ...

ESMA UPDATES Q&A ON SHORT-SELLING REGULATION

14 November 2018
the identification of the relevant competent authority, following the entry into application of MiFID II/MiFIR, is no ...
13 November 2018
their trade associations, (ii) alternative investment funds and UCITS managers and their trade ...

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