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Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
18 February 2020
Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ...

ESMA appoints chairs to its Standing Committees

30 January 2020
Regulation IFRS Supervisory Convergence Innovation and Products MiFID- Investor Protection MiFID- Secondary ...

ESMA Newsletter - Nº11

24 January 2020
on MiFID II review report on position limits ESMA has published the responses received to its ... consultation on MiFID II review report on position limits and position management. 10 January ESMA report ... of the market. 09 January MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA The European Securities and Markets ...

ESMA Newsletter - Nº10

18 December 2019
December MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA The European Securities and Markets Authority ... the Markets in Financial Instruments Directive (MiFID II). 06 December ESMA updates Q&A on MiFIR data ... Q&As on MiFID II and MiFIR transparency and market structures topics The European Securities and ...

ESMA updates Q&A on MiFIR data reporting

06 December 2019
MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

Q&A on MiFIR data reporting

ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type ...

ESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics

05 December 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... the application of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA Newsletter - Nº9

20 November 2019
08 November MiFID II: ESMA publishes data for the systematic internaliser calculations for equity, ... Financial Instruments Directive (MiFID II) and Regulation (MiFIR). 08 November  MiFID II: ESMA makes new ... Instruments Directive (MiFID II) and Regulation (MiFIR) through its data register. 08 November  MIFID II: ESMA ...

ESMA Newsletter - Nº8

07 October 2019
the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). 03 October  ESMA consults on ... updates MiFID II Q&As on transparency and market structures issues The European Securities and Markets ... structures issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). 02 ...

ESMA publishes updates its Q&As on investor protection issues

03 October 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries’ topics update answers on: Best execution ... relationship” The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory ...

ESMA updates MiFID II Q&As on transparency and market structures issues

02 October 2019
structures issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). ... supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA Newsletter - Nº7

04 September 2019
least as stringent as ESMA’s measures. 07 August MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA ... of double volume cap (DVC) data under the Markets in Financial Instruments Directive (MiFID II). 06 August ... August MiFID II: ESMA makes new bond liquidity data available The European Securities and Markets ...

ESMA publishes report on the licencing of FinTech firms across Europe

12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...

ESMA updates its Q&As on MiFID II and MiFIR market structure and transparency topics

12 July 2019
 under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

11 July 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries topics provide a new answer on: Best ... the application of MiFID II and MiFIR. ESMA will continue to develop this Q&A document on investor protection ...

ESMA broadens scrutiny of multiple withholding tax reclaim schemes

02 July 2019
making it difficult to identify multiple fraudulent requests.      In relation to the MiFID II framework, ... of MiFID II. Information on the illegality of a given practice and on the degree of involvement ... MiFID II requirements have been breached. Steven Maijoor, ESMA Chair, said: “ESMA has looked into ...

ESMA Newsletter - Nº5

07 June 2019
decision in respect of the UK by the European Commission (EC). 29 May ESMA UPDATES Q&AS ON MIFID II AND ... (MiFID II/ MiFIR). The updated Q&As provides new answers on best execution and information on costs ... must perform under MiFID II, together with the European Commission (EC), and is seeking stakeholders’ ...

ESMA updates MiFID II Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA updates MiFID Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA publishes a supervisory briefing on pre-trade transparency requirements in commodity derivatives

03 June 2019
MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

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