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ESMA Newsletter - Nº11

24 January 2020
on MiFID II review report on position limits ESMA has published the responses received to its ... consultation on MiFID II review report on position limits and position management. 10 January ESMA report ... of the market. 09 January MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA The European Securities and Markets ...

ESMA Newsletter - Nº10

18 December 2019
December MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA The European Securities and Markets Authority ... the Markets in Financial Instruments Directive (MiFID II). 06 December ESMA updates Q&A on MiFIR data ... Q&As on MiFID II and MiFIR transparency and market structures topics The European Securities and ...

ESMA Newsletter - Nº9

20 November 2019
08 November MiFID II: ESMA publishes data for the systematic internaliser calculations for equity, ... Financial Instruments Directive (MiFID II) and Regulation (MiFIR). 08 November  MiFID II: ESMA makes new ... Instruments Directive (MiFID II) and Regulation (MiFIR) through its data register. 08 November  MIFID II: ESMA ...

ESMA Newsletter - Nº8

07 October 2019
the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). 03 October  ESMA consults on ... updates MiFID II Q&As on transparency and market structures issues The European Securities and Markets ... structures issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). 02 ...

ESMA Newsletter - Nº7

04 September 2019
least as stringent as ESMA’s measures. 07 August MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA ... of double volume cap (DVC) data under the Markets in Financial Instruments Directive (MiFID II). 06 August ... August MiFID II: ESMA makes new bond liquidity data available The European Securities and Markets ...

ESMA publishes report on the licencing of FinTech firms across Europe

12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...

ESMA broadens scrutiny of multiple withholding tax reclaim schemes

02 July 2019
making it difficult to identify multiple fraudulent requests.      In relation to the MiFID II framework, ... of MiFID II. Information on the illegality of a given practice and on the degree of involvement ... MiFID II requirements have been breached. Steven Maijoor, ESMA Chair, said: “ESMA has looked into ...

ESMA Newsletter - Nº5

07 June 2019
decision in respect of the UK by the European Commission (EC). 29 May ESMA UPDATES Q&AS ON MIFID II AND ... (MiFID II/ MiFIR). The updated Q&As provides new answers on best execution and information on costs ... must perform under MiFID II, together with the European Commission (EC), and is seeking stakeholders’ ...

ESMA Newsletter - Nº4

06 May 2019
30 April 2019   30 April ESMA AGREES POSITION LIMITS UNDER MIFID II ESMA has published five opinions on position ... Regulation (MiFID II/MIFIR).  30 April  NOTICE OF ESMA’S PRODUCT INTERVENTION RENEWAL DECISION IN RELATION ... (MiFIR). 4 April ESMA PUBLISHES MIFID II SUPERVISORY BRIEFING ON APPROPRIATENESS AND EXECUTION-ONLY ...

ESMA updates Q&A on MiFIR data reporting

09 April 2019
Market Integrity MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has ...

ESMA Newsletter - Nº3

04 April 2019
Directive and Regulation (MiFID II/ MiFIR). 28 March ESMA PUBLISHES OFFICIAL TRANSLATIONS OF GUIDELINES ON ... timing. 28 March ESMA UPDATES ITS Q&AS ON MIFID II AND MIFIR INVESTOR PROTECTION AND INTERMEDIARIES ... topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). 27 March ...

ESMA Newsletter - Nº2

04 March 2019
integrating sustainability risks and factors in MiFID II, and in the UCITS Directive/AIFMD. 19  February ESMA ... OF EU FIRMS ESMA has published a MiFID II supervisory briefing on the supervision of non-European Union ... published a statement on the use of UK data in ESMA databases and the performance of MiFID II calculations ...

ESMA publishes its 2019 Risk Assessment Work Programme

07 February 2019
AIFs and structured retail products); and o   the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...

ESMA Newsletter - Nº1

01 February 2019
updated Q&As on MiFID II and MiFIR transparency topics) for the systematic internaliser (SI) regime ... POSITION LIMITS UNDER MIFID II ESMA has  published six opinions on position limits regarding commodity ... derivatives under the Markets in Financial Instruments Directive and Regulation (MiFID II/MIFIR) 22 January ...
30 January 2019
sustainability risks and factors in MiFID II Consultation on integrating sustainability risks and factors in ... the integration of sustainability risks and factors into the Markets in Financial Instruments Directive II (MiFID ... risks and factors in MiFID II Consulation Paper on Disclosure Requirements Applicable to Credit Ratings ...

Crypto-assets need common EU-wide approach to ensure investor protection

09 January 2019
instruments under MiFID, there are areas that require potential interpretation or re-consideration of specific ... crypto-assets may qualify as MiFID financial instruments, in which case the full set of EU financial rules would ...

ESAs publish joint report on regulatory sandboxes and innovation hubs

07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...

ESMA UPDATES Q&A ON SHORT-SELLING REGULATION

14 November 2018
the identification of the relevant competent authority, following the entry into application of MiFID II/MiFIR, is no ...

Speech by ESMA Executive Director Verena Ross on LEI at the Banque de France Conference in Paris

27 June 2018
today and the Markets in Financial Instruments Directive (MiFID II) and Legal Entity Identifiers (LEIs). ... Market Integrity MiFID- Secondary Markets ESMA Executive Director Verena Ross delivered a speech ...