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ESMA proposes strengthened rules to address undue short-termism in securities markets

18 December 2019
(SRD II). Disclosure of ESG factors ESMA, based on the evidence collected, recommends improvements in ... In addition, ESMA suggests monitoring the application of the revised SRD II in order to assess ...

Sustainable Finance

08 November 2019
integrating sustainability risks and factors in MiFID II and in the UCITS and AIFMD Directives. Following ... ESMA’s technical advice on MiFID II covered the following topics: General organisational requirements: ... sustainability risks and factors for investment firms (MiFID) and asset managers (UCITS, AIFMD); ESG disclosure ...

ESMA publishes report on the licencing of FinTech firms across Europe

12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...

ESMA broadens scrutiny of multiple withholding tax reclaim schemes

02 July 2019
making it difficult to identify multiple fraudulent requests.      In relation to the MiFID II framework, ... of MiFID II. Information on the illegality of a given practice and on the degree of involvement ... MiFID II requirements have been breached. Steven Maijoor, ESMA Chair, said: “ESMA has looked into ...

ESMA submits technical advice on Sustainable Finance to the European Commission

03 May 2019
to investment firms and investment funds, into the Markets in Financial Instruments Directive II (MiFID II ... Fund Management MiFID- Investor Protection Sustainable finance The European Securities and Markets ... (EIOPA), which has received a similar mandate regarding Solvency II and the Insurance Distribution ...

Final report on integrating sustainability risks and factors in the MIFID II

ESMA35-43-1737
03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

ESMA updates Q&A on MiFIR data reporting

09 April 2019
Market Integrity MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has ...

ESMA publishes responses to its Consultations on Sustainable Finance

25 February 2019
risks and factors in MiFID II, and in the UCITS Directive/AIFMD. To view the responses, please click ... the links below: Consultation on integrating sustainability risks and factors in MiFID II Consultation on ... Fund Management MiFID- Investor Protection Sustainable finance The European Securities and Markets ...

ESMA publishes its 2019 Risk Assessment Work Programme

07 February 2019
AIFs and structured retail products); and o   the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...
30 January 2019
sustainability risks and factors in MiFID II Consultation on integrating sustainability risks and factors in ... the integration of sustainability risks and factors into the Markets in Financial Instruments Directive II (MiFID ... risks and factors in MiFID II Consulation Paper on Disclosure Requirements Applicable to Credit Ratings ...

Crypto-assets need common EU-wide approach to ensure investor protection

09 January 2019
instruments under MiFID, there are areas that require potential interpretation or re-consideration of specific ... crypto-assets may qualify as MiFID financial instruments, in which case the full set of EU financial rules would ...

ESAs publish joint report on regulatory sandboxes and innovation hubs

07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...

ESMA UPDATES Q&A ON SHORT-SELLING REGULATION

14 November 2018
the identification of the relevant competent authority, following the entry into application of MiFID II/MiFIR, is no ...

Speech by ESMA Executive Director Verena Ross on LEI at the Banque de France Conference in Paris

27 June 2018
today and the Markets in Financial Instruments Directive (MiFID II) and Legal Entity Identifiers (LEIs). ... Market Integrity MiFID- Secondary Markets ESMA Executive Director Verena Ross delivered a speech ...

Speech by ESMA Executive Director Verena Ross on LEI

ESMA70-145-924
27 June 2018
Reference ESMA70-145-924 Section Market Integrity MiFID- Secondary Markets Type Speech Main ...

Webinar: ESMA staff updates on use of LEI

24 April 2018
the topic of LEI requirements under the Markets in Financial Instruments Directive (MiFID II) and ... information on the LEI is available in ESMA’s latest briefing  and the ESMA statement on LEI under MiFID II. ... Market Integrity MiFID- Secondary Markets ESMA staff recently participated in Global Financial ...

MiFID II/MiFIR data now available

04 January 2018
Market Abuse Market Integrity MiFID- Investor Protection MiFID- Secondary Markets MiFID II ... the launch of the Markets in Financial Instruments Directive II (MiFID II) and the Markets in Financial ...

ESMA ADVISES THE COMMISSION ON SPECIFIC ELEMENTS OF THE SHORT-SELLING REGULATION

21 December 2017
ESMA proposes including the different types of on-venue market making activities described in MiFID II ...

ESMA updates Q&A on MiFIR data reporting

18 December 2017
Instruments Directive (MiFID II) and Regulation (MiFIR). This document includes updated Q&As on: Unknown ... document is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR ... Market Integrity MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has ...