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Credit Rating Agencies
Press Releases
ESMA publishes proposals on CRAs internal control functions
05 December 2019
monitoring activities. While the Internal Controls Functions focus on specific roles, namely: ii ...
Innovation and Products
ESMA publishes report on the licencing of FinTech firms across Europe
12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...
Brexit
Credit Rating Agencies
MiFID - Secondary Markets
MiFID II: Transparency Calculations and DVC
Post Trading
Trade Repositories
ESMA updates on its preparations for a possible no-deal Brexit scenario on 12 April
28 March 2019
Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ...
Brexit
Credit Rating Agencies
MiFID - Secondary Markets
MiFID II: Transparency Calculations and DVC
Post Trading
Trade Repositories
Brexit Update March 2019
ESMA90-1-83
28 March 2019
Reference ESMA90-1-83 Section Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II ...
Innovation and Products
Planning reporting budget
Risk Analysis & Economics - Markets Infrastructure Investors
ESMA publishes its 2019 Risk Assessment Work Programme
07 February 2019
AIFs and structured retail products); and o the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...
Corporate Finance
30 January 2019
sustainability risks and factors in MiFID II Consultation on integrating sustainability risks and factors in ... the integration of sustainability risks and factors into the Markets in Financial Instruments Directive II (MiFID ... risks and factors in MiFID II Consulation Paper on Disclosure Requirements Applicable to Credit Ratings ...
Innovation and Products
Crypto-assets need common EU-wide approach to ensure investor protection
09 January 2019
instruments under MiFID, there are areas that require potential interpretation or re-consideration of specific ... crypto-assets may qualify as MiFID financial instruments, in which case the full set of EU financial rules would ...
Innovation and Products
Joint Committee
ESAs publish joint report on regulatory sandboxes and innovation hubs
07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...
Credit Rating Agencies
Fund Management
MiFID - Investor Protection
Press release - ESMA consults on measures to promote sustainability in EU capital markets
ESMA71-99-1085
19 December 2018
Reference ESMA71-99-1085 Section Credit Rating Agencies Fund Management MiFID- Investor Protection ...
Credit Rating Agencies
Fund Management
MiFID - Secondary Markets
ESMA consults on measures to promote sustainability in EU capital markets
19 December 2018
Financial Instruments Directive II (MiFID II) (securities trading) and the Alternative Investment Fund ... in the UCITS Directive, AIFMD and MiFID II by 30 April 2019. ESMA, along with the consultations, will ... factors in MiFID II Consultation on integrating sustainability risks and factors in the UCITS Directive ...
Innovation and Products
Press Releases
Warnings and publications for investors
ESMA highlights ICO risks for investors and firms
13 November 2017
the Prospectus Directive, · the Markets in Financial Instruments Directive (MiFID), · ...
Board of Supervisors
Corporate Disclosure
Corporate Finance
Innovation and Products
Market Integrity
MiFID - Secondary Markets
Post Trading
ESMA appoints new standing committee chairs
29 September 2017
Integrity MiFID- Secondary Markets Post Trading ESMA has appointed new chairs for its Corporate Finance, ...
Board of Supervisors
Corporate Disclosure
Corporate Finance
Corporate Information
Innovation and Products
Market Integrity
MiFID - Secondary Markets
Post Trading
ESMA appoints new chairs to Standing Committees
ESMA71-99-602
29 September 2017
Corporate Information Innovation and Products Market Integrity MiFID- Secondary Markets Post Trading Type ...
Credit Rating Agencies
Joint Committee
ESAs consult on amendments to technical standards on the mapping of ECAIs
18 July 2017
banking (Capital Requirements Regulation – CRR) and EU insurance regulation (Solvency II Directive). Since ... consultation page. Comments to the Consultation Paper on the mapping under Article 109 (a) of the Solvency II ... (Solvency II Directive), which state that revised draft ITS shall be submitted by the ESAs, where ...
Innovation and Products
MiFID - Investor Protection
Product Intervention - General Statement
ESMA35-36-885
28 June 2017
being discussed for (i) CFDs and rolling spot forex and (ii) binary options include proposals that take ... speculative products to retail investors under MiFID published 31 March 2017 | [2] ESMA/2016/1166 Warning ... MiFID- Investor Protection Type Statement Main document ...
Corporate Finance
Corporate Governance
ESMA identifies areas for improvements in shareholder identification and communication systems
05 April 2017
shareholder identification and transmission of information under the Shareholder Rights Directive (SRD II ... SRD II of an issuer’s right to identify its shareholders, it would be useful if issuers and ... to harmonise key aspects of the transmission of information and shareholder communication. Here, SRD II ...
Credit Rating Agencies
Update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation
33-9-149
04 April 2017
equivalence. This Methodological Framework is provided in Annex II of the 2011 Guidelines on Endorsement. By ...
Innovation and Products
ESMA calls for consistent application of MiFIR product intervention powers
12 January 2017
3 January 2018. Currently, the powers will only apply to MiFID investment firms marketing products which ... would create a level-playing field between MiFID firms and fund management companies, ensuring we ... with certain specified features. ESMA and NCAs will also have the powers to prohibit MIFID financial ...
Credit Rating Agencies
Joint Committee
ESAs clarify their position on technical standards on the credit quality steps for ECAIs’ credit assessments
12 May 2016
Institutions’ (ECAIs) credit assessments under the Capital Requirements Regulation (CRR) and Solvency II ...
Innovation and Products
Press Releases
Press Release - Investment-based crowdfunding needs EU-wide common approach
2014/1568
18 December 2014
Instruments Directive (MiFID), the Prospectus Directive, the Directive for Alternative Investment Fund ... include: the impact of the Prospects Directive thresholds; capital requirements and the use of the MiFID ... those platforms that currently operate outside of the scope of MiFID The Opinion and Advice have been ...