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MiFID - Secondary Markets
Supervisory convergence
ESMA updates Q&A on MiFIR data reporting
06 December 2019
MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...
MiFID - Secondary Markets
Supervisory convergence
Q&A on MiFIR data reporting
ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type ...
MiFID - Secondary Markets
Supervisory convergence
ESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics
05 December 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... the application of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...
MiFID - Investor Protection
Supervisory convergence
Q&As on MiFID II and MiFIR investor protection topics
ESMA35-43-349
04 December 2019
Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ...
MiFID - Investor Protection
Supervisory convergence
ESMA publishes updates its Q&As on investor protection issues
03 October 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries’ topics update answers on: Best execution ... relationship” The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory ...
MiFID - Secondary Markets
Supervisory convergence
ESMA updates MiFID II Q&As on transparency and market structures issues
02 October 2019
structures issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). ... supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...
Innovation and Products
ESMA publishes report on the licencing of FinTech firms across Europe
12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...
MiFID - Secondary Markets
Supervisory convergence
ESMA updates its Q&As on MiFID II and MiFIR market structure and transparency topics
12 July 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...
MiFID - Investor Protection
Supervisory convergence
ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries
11 July 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries topics provide a new answer on: Best ... the application of MiFID II and MiFIR. ESMA will continue to develop this Q&A document on investor protection ...
MiFID - Secondary Markets
Supervisory convergence
ESMA updates MiFID II Q&As on transparency issues
03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...
MiFID - Secondary Markets
Supervisory convergence
ESMA updates MiFID Q&As on transparency issues
03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...
MiFID - Secondary Markets
Supervisory convergence
ESMA publishes a supervisory briefing on pre-trade transparency requirements in commodity derivatives
03 June 2019
MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...
MiFID - Secondary Markets
Supervisory convergence
Supervisory Briefing PreTradeTransparency Non-Equity Instruments
ESMA70-156-835
03 June 2019
Reference ESMA70-156-835 Section MiFID- Secondary Markets Supervisory convergence Type Report Main ...
MiFID - Investor Protection
Supervisory convergence
ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries
29 May 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The updated ... the application of MiFID II and MiFIR. Next steps ESMA will continue to develop this Q&A on investor ... protection topics under MiFID II and MiFIR, both adding questions and answers to the topics already covered ...
MiFID - Secondary Markets
Supervisory convergence
ESMA updates its Q&As on MiFID II and MiFIR transparency topics
02 April 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...
MiFID - Investor Protection
Supervisory convergence
ESMA updates its Q&AS on MiFID II and MiFIR investor protection and intermediaries
28 March 2019
protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). ... of MiFID II and MiFIR. ESMA will continue to develop this Q&A on investor protection topics under MiFID ... sections for other MiFID II investor protection areas not yet addressed in this Q&A. ...
MiFID - Secondary Markets
Supervisory convergence
ESMA UPDATES ITS Q&AS ON MIFID II AND MIFIR COMMODITY DERIVATIVES TOPICS
27 March 2019
(ESMA) has today updated its Questions and Answers (Q&As) on MiFID II and MiFIR commodity ... derivatives topics. These Q&As provide clarification on issues related to the MiFID II/MiFIR regime for ... practices in the application of MiFID II and MiFIR. They provide responses to questions raised by market ...
Brexit
Fund Management
MiFID - Secondary Markets
Post Trading
Press Releases
Speeches
Supervisory convergence
Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ...
Brexit
Fund Management
MiFID - Secondary Markets
Post Trading
Speeches
Supervisory convergence
Brexit – the regulatory challenges
ESMA71-319-91
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ...
Brexit
MiFID - Investor Protection
Supervisory convergence
MiFID II supervisory briefing on the use of third-country branches by EU firms
ESMA35-43-1493
11 February 2019
esma35-43-1493_mifid_ii_supervisory_briefing_on_the_use_of_third-country_branches_by_eu_firms.pdf Style ESMA document ... Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...