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ESMA publishes report on the licencing of FinTech firms across Europe

12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...

ESMA publishes its 2019 Risk Assessment Work Programme

07 February 2019
AIFs and structured retail products); and o   the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...

Crypto-assets need common EU-wide approach to ensure investor protection

09 January 2019
instruments under MiFID, there are areas that require potential interpretation or re-consideration of specific ... crypto-assets may qualify as MiFID financial instruments, in which case the full set of EU financial rules would ...

ESAs publish joint report on regulatory sandboxes and innovation hubs

07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...

ESMA highlights ICO risks for investors and firms

13 November 2017
the Prospectus Directive, ·         the Markets in Financial Instruments Directive (MiFID), ·         ...

ESMA appoints new standing committee chairs

29 September 2017
Integrity MiFID- Secondary Markets Post Trading ESMA has appointed new chairs for its Corporate Finance, ...

ESMA appoints new chairs to Standing Committees

ESMA71-99-602
29 September 2017
Corporate Information Innovation and Products Market Integrity MiFID- Secondary Markets Post Trading Type ...

Product Intervention - General Statement

ESMA35-36-885
28 June 2017
being discussed for (i) CFDs and rolling spot forex and (ii) binary options include proposals that take ... speculative products to retail investors under MiFID published 31 March 2017 | [2] ESMA/2016/1166  Warning ... MiFID- Investor Protection Type Statement Main document ...

ESMA calls for consistent application of MiFIR product intervention powers

12 January 2017
3 January 2018. Currently, the powers will only apply to MiFID investment firms marketing products which ... would create a level-playing field between MiFID firms and fund management companies, ensuring we ... with certain specified features. ESMA and NCAs will also have the powers to prohibit MIFID financial ...

Press Release - Investment-based crowdfunding needs EU-wide common approach

2014/1568
18 December 2014
Instruments Directive (MiFID), the Prospectus Directive, the Directive for Alternative Investment Fund ... include: the impact of the Prospects Directive thresholds; capital requirements and the use of the MiFID ... those platforms that currently operate outside of the scope of MiFID The Opinion and Advice have been ...

ESMA issues good practices for structured retail product governance

2014/334
27 March 2014
2014/334 Section MiFID- Investor Protection Innovation and Products Type Press Release Main document ...

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...

Protocol on the Operation of CESR MiFID Database

09-172d
30 December 2010
Reference 09-172d Section CESR Archive Type Reference Main document 09_172d.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review-Standardisation and Organised Platform Trading of OTC Derivatives

10-1210
21 December 2010
Reference 10-1210 Section CESR Archive Type Final Report Main document 10_1210.pdf Style ESMA document ...

Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation

10-1045
22 October 2010
Reference 10-1045 Section CESR Archive Type CESR Document Main document 10_1045.pdf Style ESMA document ...

CESR second set of Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information

MiFID Review Compiled Version 2nd set
13 October 2010
Reference MiFID Review Compiled Version 2nd set Section CESR Archive Type Final Report Main ... document compiled_version_technical_advice_and_additional_information_mifid_review_2.pdf Style ESMA ...

Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation

10-1169
13 October 2010
Reference 10-1169 Section CESR Archive Type Press Release Main document 10_1169.pdf Style ESMA document ...

Responses to the Commission’s request for additional information in relation to the MiFID Review

10-1254
13 October 2010
Reference 10-1254 Section CESR Archive Type Final Report Main document 10_1254.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Equity Markets

10-975
13 October 2010
Reference 10-975 Section CESR Archive Type Final Report Main document 10_975.pdf Style ESMA document ...

Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets Transparency

10-851
13 October 2010
Reference 10-851 Section CESR Archive Type Final Report Main document 10_851.pdf Style ESMA document ...

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