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ESMA publishes report on the licencing of FinTech firms across Europe

12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...

ESMA publishes its 2019 Risk Assessment Work Programme

07 February 2019
AIFs and structured retail products); and o   the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...

Crypto-assets need common EU-wide approach to ensure investor protection

09 January 2019
instruments under MiFID, there are areas that require potential interpretation or re-consideration of specific ... crypto-assets may qualify as MiFID financial instruments, in which case the full set of EU financial rules would ...

ESAs publish joint report on regulatory sandboxes and innovation hubs

07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...

MiFID II/MiFIR data now available

04 January 2018
Market Abuse Market Integrity MiFID- Investor Protection MiFID- Secondary Markets MiFID II ... the launch of the Markets in Financial Instruments Directive II (MiFID II) and the Markets in Financial ...

Press Release MiFID/MAR Transitional Transparency Calculations

ESMA50-164-1173
06 December 2017
Reference ESMA50-164-1173 Section Market Abuse Market Integrity MiFID- Secondary Markets MiFID II ... esma50-164-1173_press_release_mifid_ttc.pdf Style ESMA document ...

ESMA publishes key transparency calculations for MiFIDII/MiFIR implementation

06 December 2017
Market Abuse Market Integrity MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... Press Releases The European Securities and Markets Authority (ESMA) published today the MiFID II ... complete and timely information to facilitate compliance with the requirements of MiFID II/MiFIR and MAR by ...

ESMA MIFID and MAR Data Systems

ESMA71-99-669
06 December 2017
Reference ESMA71-99-669 Section Market Abuse Market Integrity MiFID- Secondary Markets MiFID II ... : Transparency Calculations and DVC Type Reference Main document esma71-99-669_esma_mifid ...

ESMA highlights ICO risks for investors and firms

13 November 2017
the Prospectus Directive, ·         the Markets in Financial Instruments Directive (MiFID), ·         ...

ESMA appoints new standing committee chairs

29 September 2017
Integrity MiFID- Secondary Markets Post Trading ESMA has appointed new chairs for its Corporate Finance, ...

ESMA appoints new chairs to Standing Committees

ESMA71-99-602
29 September 2017
Corporate Information Innovation and Products Market Integrity MiFID- Secondary Markets Post Trading Type ...

Product Intervention - General Statement

ESMA35-36-885
28 June 2017
being discussed for (i) CFDs and rolling spot forex and (ii) binary options include proposals that take ... speculative products to retail investors under MiFID published 31 March 2017 | [2] ESMA/2016/1166  Warning ... MiFID- Investor Protection Type Statement Main document ...

ESMA updates its MAR Q&As

30 May 2017
to Pillar II requirements; and Blanket cancellation of orders policy. The purpose of this document is ...

ESMA calls for consistent application of MiFIR product intervention powers

12 January 2017
3 January 2018. Currently, the powers will only apply to MiFID investment firms marketing products which ... would create a level-playing field between MiFID firms and fund management companies, ensuring we ... with certain specified features. ESMA and NCAs will also have the powers to prohibit MIFID financial ...

ESMA clarifies the reporting of reference data under MAR from 3 July 2016

25 May 2016
(MiFID II) and Regulation (MiFIR), some of the MAR provisions will be aligned to the new MiFID II ... timelines. The agreement on MIFID II provides for postponement of the application date of certain provisions ... (MAR). Following the agreed later implementation of the Markets in Financial Instruments Directive II ...

Market abuse and accepted market practices

15 August 2015
concept under the 2014/65/EU (MIFID II), which is very broad. On top of that, MAR does not limit its scope ... the access to any document or data and the right to receive or take a copy thereof; (ii) the right to carry ...

Press Release - Investment-based crowdfunding needs EU-wide common approach

2014/1568
18 December 2014
Instruments Directive (MiFID), the Prospectus Directive, the Directive for Alternative Investment Fund ... include: the impact of the Prospects Directive thresholds; capital requirements and the use of the MiFID ... those platforms that currently operate outside of the scope of MiFID The Opinion and Advice have been ...
15 July 2014
send their responses in Word format;ii.    not remove the tags of type   i.e. the response to one ...

ESMA issues good practices for structured retail product governance

2014/334
27 March 2014
2014/334 Section MiFID- Investor Protection Innovation and Products Type Press Release Main document ...

Structured Retail Products - Good practices for product governance arrangements

2014/332
27 March 2014
Instruments Directive (MiFID)  and its implementing measures (notably, Directive 2006/73/EC), the regulatory ... developments arising from the MiFID review or existing product rules that may apply to SRPs.  4.    ESMA’s ... in particular, (i) the complexity of the SRPs they manufacture or distribute, (ii) the nature and ...