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ESMA publishes updates its Q&As on investor protection issues

03 October 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries’ topics update answers on: Best execution ... relationship” The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory ...

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
03 October 2019
esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Type Q&A Main document ...
30 September 2019
2018/795 5, (EU) 2018/1466 6, (EU) 2018/2064 7 and (EU) 2019/509 8. Documents Call for evidence on MiFID II ... Consultation date from 30/09/2019 to 04/11/2019 Section MiFID- Investor Protection Details ... options impacted by ESMA product intervention measures) and (ii) consumer groups and investors. When ...

ESMA launches call for evidence on the effects of product intervention measures

30 September 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today launched ...

Call for evidence on MiFID II product intervention powers

ESMA-35-43-2090
30 September 2019
esma-35-43-2090_call_for_evidence_on_mifid_ii_product_intervention_powers.pdf Style ESMA document ... Reference ESMA-35-43-2090 Section MiFID- Investor Protection Type Consultation Paper Main document ...

ESMA issues an opinion on product intervention measures by Cyprus

30 September 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today issued ...

ESMA opinion under Article 43(2) MiFIR (CY_CFD)

ESMA-35-43-1982
30 September 2019
Reference ESMA-35-43-1982 Section MiFID- Investor Protection Type Opinion Main document ...

Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)

ESMA35-43-1076
27 September 2019
Reference ESMA35-43-1076 Section Guidelines and Technical standards MiFID- Investor Protection ...

ESMA publishes responses to its Call for evidence on certain investor protection topics

11 September 2019
of the inducements and costs and charges disclosure requirements under MiFID II. To view the responses, please click ... requirements under MiFID II ... MiFID- Investor Protection ESMA publishes responses to its Call for evidence on impact ...

ESMA issues opinions on product intervention measures by Slovenia

27 August 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today issued ...

ESMA opinion under Article 43(2) MiFIR (SI_BO)

ESMA-35-43-2062
27 August 2019
Reference ESMA-35-43-2062 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (SI_CFD)

ESMA-35-43-2063
27 August 2019
Reference ESMA-35-43-2063 Section MiFID- Investor Protection Type Opinion Main document ...

Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting

ESMA35-43-1410
20 August 2019
esma35-43-1410_mifid_ii_contact_point_information_for_ncas.pdf Style ESMA document ... Reference ESMA35-43-1410 Section MiFID- Investor Protection Type Reference Main document ...

MiFID II: ESMA publishes data for the systematic internaliser calculations for equity, equity-like instruments and bonds

01 August 2019
instruments and bonds under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). ... the latest. Background According to Article 4(1)(20) of Directive 2014/65/EU (MiFID II) investment firms ... MiFID- Investor Protection MiFID- Secondary Markets The European Securities and Markets Authority ...

ESMA ceases renewal of product intervention measures relating to contracts for differences

31 July 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA), the EU securities ...

ESMA issues opinions on product intervention measures by Germany, Hungary, Malta and Poland

31 July 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today issued ...

ESMA opinion under Article 43(2) MiFIR (HU_CFDs)

ESMA-35-43-2054
31 July 2019
Reference ESMA-35-43-2054 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (PL_CFD)

ESMA-35-43-1995
31 July 2019
Reference ESMA-35-43-1995 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (MT_CFD)

ESMA-35-43-1994
31 July 2019
Reference ESMA-35-43-1994 Section MiFID- Investor Protection Type Opinion Main document ...

ESMA opinion under Article 43(2) MiFIR (DE_CFD)

ESMA-35-43-1986
31 July 2019
Reference ESMA-35-43-1986 Section MiFID- Investor Protection Type Opinion Main document ...

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