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Innovation and Products
ESMA publishes report on the licencing of FinTech firms across Europe
12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...
Innovation and Products
Planning reporting budget
Risk Analysis & Economics - Markets Infrastructure Investors
ESMA publishes its 2019 Risk Assessment Work Programme
07 February 2019
AIFs and structured retail products); and o the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...
Innovation and Products
Crypto-assets need common EU-wide approach to ensure investor protection
09 January 2019
instruments under MiFID, there are areas that require potential interpretation or re-consideration of specific ... crypto-assets may qualify as MiFID financial instruments, in which case the full set of EU financial rules would ...
Innovation and Products
Joint Committee
ESAs publish joint report on regulatory sandboxes and innovation hubs
07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...
Guidelines and Technical standards
Joint Committee
MiFID - Investor Protection
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body
ESMA35-43-1215
06 November 2018
Reference ESMA35-43-1215 Section Guidelines and Technical standards Joint Committee MiFID ...
Board of Supervisors
Corporate Information
Joint Committee
Speeches
ESMA highlights progress on MiFID implementation at ECON hearing
08 October 2018
of the chairs of the three European Supervisory Authorities (ESAs). MiFID II In his statement Mr. Maijoor ... focused on ESMA’s progress on the implementation of MiFID II: “MiFID II has given a new perspective on ... finalised soon.” “The application date of the MiFID II/MiFIR package marked the assignment of new product ...
Guidelines and Technical standards
Joint Committee
MiFID - Investor Protection
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
ESMA71-99-598
21 March 2018
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...
Guidelines and Technical standards
Joint Committee
MiFID - Investor Protection
Press Releases
EBA and ESMA publish guidelines on suitability assessment for management body members and key function holders
21 March 2018
Guidelines and Technical standards Joint Committee MiFID- Investor Protection Press Releases ...
Joint Committee
MiFID - Investor Protection
ESAs warn consumers of risks in buying virtual currencies
12 February 2018
Joint Committee MiFID- Investor Protection The European Supervisory Authorities (ESAs) for ...
Joint Committee
MiFID - Investor Protection
ESA warning on virtual currencies
ESMA50-164-1284
12 February 2018
Reference ESMA50-164-1284 Section Joint Committee MiFID- Investor Protection Type Investor Warning ...
Innovation and Products
Press Releases
Warnings and publications for investors
ESMA highlights ICO risks for investors and firms
13 November 2017
the Prospectus Directive, · the Markets in Financial Instruments Directive (MiFID), · ...
Corporate Information
Joint Committee
Press Releases
Speeches
ESMA highlights preparations for MiFID II and Brexit as key issues at ECON hearing
09 October 2017
of the chairs of the three European Supervisory Authorities (ESAs). MiFID II In his statement Mr. Maijoor ... focused on ESMA work in preparation for the implementation of MiFID II: “MIFID II implementation ... MiFID reform. In addition, ESMA has published specific Opinions on commodity position limits and ...
Board of Supervisors
Corporate Disclosure
Corporate Finance
Innovation and Products
Market Integrity
MiFID - Secondary Markets
Post Trading
ESMA appoints new standing committee chairs
29 September 2017
Integrity MiFID- Secondary Markets Post Trading ESMA has appointed new chairs for its Corporate Finance, ...
Board of Supervisors
Corporate Disclosure
Corporate Finance
Corporate Information
Innovation and Products
Market Integrity
MiFID - Secondary Markets
Post Trading
ESMA appoints new chairs to Standing Committees
ESMA71-99-602
29 September 2017
Corporate Information Innovation and Products Market Integrity MiFID- Secondary Markets Post Trading Type ...
Guidelines and Technical standards
Joint Committee
MiFID - Investor Protection
Press Releases
EBA and ESMA provide guidance to assess the suitability of management body members and key function holders
ESMA71-99-599
26 September 2017
holders. Reference ESMA71-99-599 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...
Guidelines and Technical standards
Joint Committee
MiFID - Investor Protection
Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
ESMA71-99-598
26 September 2017
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...
Credit Rating Agencies
Joint Committee
ESAs consult on amendments to technical standards on the mapping of ECAIs
18 July 2017
banking (Capital Requirements Regulation – CRR) and EU insurance regulation (Solvency II Directive). Since ... consultation page. Comments to the Consultation Paper on the mapping under Article 109 (a) of the Solvency II ... (Solvency II Directive), which state that revised draft ITS shall be submitted by the ESAs, where ...
Innovation and Products
MiFID - Investor Protection
Product Intervention - General Statement
ESMA35-36-885
28 June 2017
being discussed for (i) CFDs and rolling spot forex and (ii) binary options include proposals that take ... speculative products to retail investors under MiFID published 31 March 2017 | [2] ESMA/2016/1166 Warning ... MiFID- Investor Protection Type Statement Main document ...
Fund Management
Joint Committee
ESAs consult on Packaged Retail and Insurance-Based Investment Products with Environmental or Social Objectives
10 February 2017
MiFID II and the Insurance Distribution Directive, are in general found to be sufficient for PRIIPs in ...
Innovation and Products
ESMA calls for consistent application of MiFIR product intervention powers
12 January 2017
3 January 2018. Currently, the powers will only apply to MiFID investment firms marketing products which ... would create a level-playing field between MiFID firms and fund management companies, ensuring we ... with certain specified features. ESMA and NCAs will also have the powers to prohibit MIFID financial ...