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ESMA publishes report on the licencing of FinTech firms across Europe

12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...

ESMA broadens scrutiny of multiple withholding tax reclaim schemes

02 July 2019
making it difficult to identify multiple fraudulent requests.      In relation to the MiFID II framework, ... of MiFID II. Information on the illegality of a given practice and on the degree of involvement ... MiFID II requirements have been breached. Steven Maijoor, ESMA Chair, said: “ESMA has looked into ...

ESMA updates Q&A on MiFIR data reporting

09 April 2019
Market Integrity MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has ...

ESMA publishes its 2019 Risk Assessment Work Programme

07 February 2019
AIFs and structured retail products); and o   the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...

Crypto-assets need common EU-wide approach to ensure investor protection

09 January 2019
instruments under MiFID, there are areas that require potential interpretation or re-consideration of specific ... crypto-assets may qualify as MiFID financial instruments, in which case the full set of EU financial rules would ...

ESAs publish joint report on regulatory sandboxes and innovation hubs

07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...

ESMA UPDATES Q&A ON SHORT-SELLING REGULATION

14 November 2018
the identification of the relevant competent authority, following the entry into application of MiFID II/MiFIR, is no ...

Speech by ESMA Executive Director Verena Ross on LEI at the Banque de France Conference in Paris

27 June 2018
today and the Markets in Financial Instruments Directive (MiFID II) and Legal Entity Identifiers (LEIs). ... Market Integrity MiFID- Secondary Markets ESMA Executive Director Verena Ross delivered a speech ...

Speech by ESMA Executive Director Verena Ross on LEI

ESMA70-145-924
27 June 2018
Reference ESMA70-145-924 Section Market Integrity MiFID- Secondary Markets Type Speech Main ...

Webinar: ESMA staff updates on use of LEI

24 April 2018
the topic of LEI requirements under the Markets in Financial Instruments Directive (MiFID II) and ... information on the LEI is available in ESMA’s latest briefing  and the ESMA statement on LEI under MiFID II. ... Market Integrity MiFID- Secondary Markets ESMA staff recently participated in Global Financial ...

MiFID II/MiFIR data now available

04 January 2018
Market Abuse Market Integrity MiFID- Investor Protection MiFID- Secondary Markets MiFID II ... the launch of the Markets in Financial Instruments Directive II (MiFID II) and the Markets in Financial ...

ESMA ADVISES THE COMMISSION ON SPECIFIC ELEMENTS OF THE SHORT-SELLING REGULATION

21 December 2017
ESMA proposes including the different types of on-venue market making activities described in MiFID II ...

ESMA updates Q&A on MiFIR data reporting

18 December 2017
Instruments Directive (MiFID II) and Regulation (MiFIR). This document includes updated Q&As on: Unknown ... document is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR ... Market Integrity MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has ...

Press Release MiFID/MAR Transitional Transparency Calculations

ESMA50-164-1173
06 December 2017
Reference ESMA50-164-1173 Section Market Abuse Market Integrity MiFID- Secondary Markets MiFID II ... esma50-164-1173_press_release_mifid_ttc.pdf Style ESMA document ...

ESMA publishes key transparency calculations for MiFIDII/MiFIR implementation

06 December 2017
Market Abuse Market Integrity MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... Press Releases The European Securities and Markets Authority (ESMA) published today the MiFID II ... complete and timely information to facilitate compliance with the requirements of MiFID II/MiFIR and MAR by ...

ESMA MIFID and MAR Data Systems

ESMA71-99-669
06 December 2017
Reference ESMA71-99-669 Section Market Abuse Market Integrity MiFID- Secondary Markets MiFID II ... : Transparency Calculations and DVC Type Reference Main document esma71-99-669_esma_mifid ...

ESMA highlights ICO risks for investors and firms

13 November 2017
the Prospectus Directive, ·         the Markets in Financial Instruments Directive (MiFID), ·         ...

ESMA launches key MiFID II and MAR financial instrument reference database

16 October 2017
ITMG Market Integrity MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... subject to MAR and MiFID II/MiFIR reference data reporting requirements. This will allow market ... Background ESMA, in order to allow for a smooth transition to the new MIFID reporting regime, began the first ...

FIRDS - Instructions on access and download of full and delta reference data files

ESMA65-8-5046
16 October 2017
Reference ESMA65-8-5046 Section ITMG Market Integrity MiFID- Secondary Markets MiFID II ...