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MiFID - Secondary Markets
Post Trading

ESMA publishes responses to consultation on aligning MiFIR to the changes introduced by EMIR Refit

27 November 2019
MiFID- Secondary Markets Post Trading The European Securities and Markets Authority (ESMA) has ...
Post Trading

SFTR Reporting

18 October 2019
of the data submissions by the counterparties that are subject to the reporting obligation, (ii ...
MiFID - Secondary Markets
Post Trading

Consultation Paper on alignment of MiFIR with the changes introduced by EMIR Refit

04 October 2019
Consultation date from 04/10/2019 to 22/11/2019 Section MiFID- Secondary Markets Post Trading ...
MiFID - Secondary Markets
Post Trading

Response Form - Alignment of MiFIR with the changes introduced by EMIR Refit

ESMA70-156-1759
04 October 2019
Reference ESMA70-156-1759 Section MiFID- Secondary Markets Post Trading Type Reference Main ...
esma70-156-1759_response_form_-_cp_on_emir_refit_-_trading_and_clearing_obligations.docx
MiFID - Secondary Markets
Post Trading

ESMA consults on MiFIR alignment following the introduction of EMIR Refit

04 October 2019
MiFID- Secondary Markets Post Trading The European Securities and Markets Authority (ESMA), ...
esma70-156-1555_consultation_paper_on_emir_refit_report_-_clearing_and_trading_obligations.pdf
MiFID - Secondary Markets
Post Trading

Alignment of MiFIR with the changes introduced by EMIR Refit

ESMA70-156-1555
04 October 2019
Reference ESMA70-156-1555 Section MiFID- Secondary Markets Post Trading Type Consultation Paper ...
esma70-156-1555_consultation_paper_on_emir_refit_report_-_clearing_and_trading_obligations.pdf
MiFID - Secondary Markets
Post Trading

ESMA addresses derivatives trading obligation concerns following entry into force of EMIR Refit

12 July 2019
MiFID- Secondary Markets Post Trading The European Securities and Markets Authority (ESMA) has ...
MiFID - Secondary Markets
Post Trading

Public Statement MiFIR DTO

ESMA70-156-1436
12 July 2019
Reference ESMA70-156-1436 Section MiFID- Secondary Markets Post Trading Type Statement Main ...
esma70-156-1436_public_statement_mifir_dto.pdf
Innovation and Products

ESMA publishes report on the licencing of FinTech firms across Europe

12 July 2019
wide holistic crowdfunding regime, particularly for crowdfunding based on non-MiFID II instruments. ...
Brexit
International cooperation
MiFID - Secondary Markets
Post Trading
Speeches

Steven Maijoor address FESE 2019 Convention Opening Dinner

04 June 2019
Brexit International cooperation MiFID- Secondary Markets Post Trading Speeches Steven Maijoor, ...
Brexit
International cooperation
MiFID - Secondary Markets
Post Trading
Speeches

FESE Dinner Address

ESMA71-319-120
04 June 2019
Reference ESMA71-319-120 Section Brexit International cooperation MiFID- Secondary Markets Post ...
esma71-319-120_fese_dinner_address_dublin_june_2019_steven_maijoor.pdf
Market Integrity
Post Trading

Consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories

27 May 2019
questions summarised in Annex II. Comments are most helpful if they: respond to the question stated; ...
Brexit
Credit Rating Agencies
MiFID - Secondary Markets
MiFID II: Transparency Calculations and DVC
Post Trading
Trade Repositories

ESMA updates on its preparations for a possible no-deal Brexit scenario on 12 April

28 March 2019
Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ...
Brexit
Credit Rating Agencies
MiFID - Secondary Markets
MiFID II: Transparency Calculations and DVC
Post Trading
Trade Repositories

Brexit Update March 2019

ESMA90-1-83
28 March 2019
Reference ESMA90-1-83 Section Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II ...
esma90-1-83_public_statement_-_brexit_update.pdf
Brexit
Fund Management
MiFID - Secondary Markets
Post Trading
Press Releases
Speeches
Supervisory convergence

Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin

13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ...
Brexit
Fund Management
MiFID - Secondary Markets
Post Trading
Speeches
Supervisory convergence

Brexit – the regulatory challenges

ESMA71-319-91
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ...
esma71-319-91_dublin_brexit_speech_13-02-2019.pdf
Innovation and Products
Planning reporting budget
Risk Analysis & Economics - Markets Infrastructure Investors

ESMA publishes its 2019 Risk Assessment Work Programme

07 February 2019
AIFs and structured retail products); and o   the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...
Innovation and Products

Crypto-assets need common EU-wide approach to ensure investor protection

09 January 2019
instruments under MiFID, there are areas that require potential interpretation or re-consideration of specific ... crypto-assets may qualify as MiFID financial instruments, in which case the full set of EU financial rules would ...
Innovation and Products
Joint Committee

ESAs publish joint report on regulatory sandboxes and innovation hubs

07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...
Post Trading

ESMA updates its Q&A on MiFID II commodity derivatives topics

27 March 2018
and Answers (Q&As) on the Markets in Financial Instruments Directive (MiFID II) and Regulation ... the application of MiFID II and MiFIR. They provide responses to questions raised by market participants in ...

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